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LOUIS VINCENT FARR
LOU FARR, LOUIS V FARR
CRD#: 2932473
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
199820002002200420062008201020122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - Present (26 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - Present (27 years)
License(s)

State Registrations

B
Arizona 6/11/1999

B
Mississippi 2/18/2000

B
California 12/20/1999

B
Missouri 2/17/2000

B
Colorado 2/16/2000

B
Nevada 1/10/2012

B
Connecticut 2/16/2000

B
New Hampshire 3/21/2024

B
Delaware 1/10/2012

B
New Jersey 2/16/2000

B
District of Columbia 1/10/2012

B
New Mexico 8/26/2005

B
Florida 9/5/1997

B
New York 2/16/2000

B
Georgia 1/30/1998

B
North Carolina 2/17/2000

B
Hawaii 10/7/2020

B
Ohio 9/4/1997

B
Idaho 7/12/2023

B
Oklahoma 1/14/1998

B
Illinois 9/15/1997

B
Oregon 6/25/2008

IA
Illinois 4/12/1998

B
Pennsylvania 1/7/2013

B
Indiana 9/15/1997

B
South Carolina 2/17/2000

B
Iowa 1/25/2019

B
South Dakota 6/11/2024

B
Kentucky 9/15/1997

IA
Texas 2/6/2000

B
Louisiana 12/4/2020

B
Texas 2/16/2000

B
Maine 1/10/2012

B
Virginia 2/17/2000

B
Maryland 2/1/2019

B
Washington 2/16/2000

B
Massachusetts 11/4/2011

B
Wisconsin 9/17/1997

B
Michigan 9/15/1997

B
Wyoming 12/12/2022

B
Minnesota 2/7/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 4/12/1998

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 9/3/1997

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.