Individual Firm
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BRENT WILLIAM DORMAN
CRD#: 2932313
IA
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WELLS FARGO ADVISORSCRD#: 19616 3200 SW 34TH AVE STE 101
PADDOCK PARK BLDG 100
OCALA, FL 34474
PADDOCK PARK BLDG 100
OCALA, FL 34474
0
Disclosures
27
Years of Experience
View By:
State Registrations
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Alabama 3/26/2021
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New Jersey 5/11/2012
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Arizona 10/3/2018
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New Mexico 3/26/2025
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Arkansas 11/3/2022
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New York 8/18/2022
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California 5/11/2012
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North Carolina 5/11/2012
B
Colorado 3/26/2021
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Ohio 3/30/2021
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Florida 5/11/2012
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Oregon 11/3/2022
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Florida 5/14/2012
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Pennsylvania 11/18/2021
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Georgia 3/3/2020
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South Carolina 3/26/2021
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Illinois 3/6/2019
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Tennessee 3/26/2021
B
Kentucky 2/27/2024
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Texas 1/9/2015
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Maryland 9/13/2022
IA
Texas 1/10/2015
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Massachusetts 11/3/2022
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Utah 11/3/2022
B
Michigan 10/3/2018
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Virginia 3/30/2021
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Minnesota 4/8/2022
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Wisconsin 3/30/2021
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Missouri 8/9/2016
SRO Registrations
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Registered with this firm since 5/14/2012
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Registered with this firm since 5/11/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 05/16/2012 | OCALA, FL | |
B | 06/01/2009 - 05/16/2012 | OCALA, FL | |
IA | 04/02/2007 - 06/01/2009 | OCALA, FL | |
B | 04/02/2007 - 06/01/2009 | OCALA, FL | |
IA | 10/28/1997 - 04/02/2007 | OCALA, FL | |
B | 10/22/1997 - 04/02/2007 | OCALA, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.