Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
APRIL LYNNE WHITEHEAD
APRIL LYNNE HAMILTON, APRIL LYNNE HURST
CRD#: 2931968
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 7501 E Paragon Rd Ste 204
Dayton, OH 45459
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2007 (1 year)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2011 (2 years)2 FIRMS2011 - Present (13 years)
License(s)

State Registrations

B
Arizona 11/11/2011
B
Nevada 7/13/2020
B
Arkansas 10/7/2024
B
New Hampshire 7/19/2024
IA
Arkansas 10/7/2024
IA
New Hampshire 9/20/2024
B
California 11/11/2011
B
New Jersey 7/13/2020
B
Colorado 11/11/2011
B
New Mexico 10/24/2024
B
District of Columbia 2/5/2024
IA
New Mexico 10/25/2024
B
Florida 11/11/2011
B
New York 11/11/2011
B
Georgia 9/10/2020
B
North Carolina 3/6/2023
B
Idaho 10/24/2024
B
Ohio 11/11/2011
IA
Idaho 10/24/2024
IA
Ohio 11/14/2011
B
Illinois 5/31/2022
B
Pennsylvania 11/11/2019
B
Indiana 10/1/2014
B
South Carolina 6/28/2022
IA
Iowa 10/7/2024
B
Tennessee 11/8/2021
B
Kentucky 7/14/2015
B
Texas 11/11/2011
B
Massachusetts 9/1/2021
IA
Texas 11/11/2011
B
Michigan 8/21/2019
B
Virginia 5/6/2020
B
Minnesota 7/22/2022
B
Washington 7/18/2022
B
Missouri 7/18/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
7501 E Paragon Rd Ste 204, Dayton, OH 45459
Registered with this firm since 11/11/2011
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
7501 E Paragon Rd Ste 204, Dayton, OH 45459
Registered with this firm since 11/11/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2009 - 11/29/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) BEAVERCREEK, OH
B
 06/01/2009 - 11/29/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) BEAVERCREEK, OH
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CENTERVILLE, OH
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CENTERVILLE, OH
IA
 07/11/2005 - 04/02/2007 MORGAN STANLEY (CRD#:7556) CENTERVILLE, OH
B
 06/07/2005 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) CENTERVILLE, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.