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Detailed Report
ROBERT J DUWA
BOB DUWA, ROBERT JOSEPH DUWA
CRD#: 2931296
IA
Investment Adviser
B
Broker
WILLIAM BLAIR & COMPANY L.L.C.CRD#: 1252 THE WILLIAM BLAIR BUILDING
150 NORTH RIVERSIDE
CHICAGO, IL 60606
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2010 - Present (15 years)BHARTFORD EQUITY SALES COMPANY INC. (CRD# 6604)1997 - 1999 (1 year)IADEMARCHE ASSOCIATES INC (CRD# 105500)1999 - 2010 (10 years)
License(s)

State Registrations

IA
Illinois 3/5/2010
B
Illinois 8/16/2010

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
WILLIAM BLAIR (CRD#:1252)
THE WILLIAM BLAIR BUILDING 150 NORTH RIVERSIDE, CHICAGO, IL 60606
ELMHURST, IL
Registered with this firm since 4/13/2010
IA
WILLIAM BLAIR & COMPANY L.L.C. (CRD#:1252)
THE WILLIAM BLAIR BUILDING 150 NORTH RIVERSIDE, CHICAGO, IL 60606
ELMHURST, IL
Registered with this firm since 3/5/2010
Previous Registration(s)
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IA
 07/12/1999 - 02/18/2010 DEMARCHE ASSOCIATES INC (CRD#:105500) OVERLAND PARK, KS
B
 08/20/1997 - 02/19/1999 HARTFORD EQUITY SALES COMPANY INC. (CRD#:6604) HARTFORD, CT
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.