Individual Firm
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MICHAEL DONALD OZBURN
CRD#: 2931175
IA
B
BUCKINGHAM STRATEGIC PARTNERS, LLCCRD#: 143319 LOOKOUT MOUNTAIN, TN
FORESIDE FINANCIAL SERVICES, LLCCRD#: 148477 Lookout Mountain, TN
0
Disclosures
26
Years of Experience
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State Registrations
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Alabama 1/4/2019
B
Oklahoma 1/3/2023
B
Arkansas 1/3/2023
B
South Carolina 7/24/2020
B
Florida 1/4/2019
B
Tennessee 10/29/2018
B
Georgia 1/4/2019
IA
Tennessee 12/21/2018
IA
Louisiana 12/17/2018
B
Texas 1/3/2023
B
Louisiana 1/4/2019
IA
Texas 1/13/2023
B
Mississippi 1/4/2019
B
Virginia 7/24/2020
B
North Carolina 7/24/2020
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 12/17/2018
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Registered with this firm since 10/29/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/12/2014 - 12/17/2018 | ATLANTA, GA | |
B | 03/12/2014 - 10/29/2018 | SAN JOSE, CA | |
B | 07/18/2012 - 03/11/2014 | ORLANDO, FL | |
B | 10/04/1999 - 05/24/2012 | NORCROSS, GA | |
B | 12/23/1998 - 02/22/1999 | NEW YORK, NY | |
B | 08/28/1997 - 05/22/1998 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.