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Detailed Report
MICHAEL DONALD OZBURN
CRD#: 2931175
IA
Investment Adviser
B
Broker
BUCKINGHAM STRATEGIC PARTNERS, LLCCRD#: 143319 LOOKOUT MOUNTAIN, TN
FORESIDE FINANCIAL SERVICES, LLCCRD#: 148477 Lookout Mountain, TN
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2014 - 2018 (4 years)2 FIRMS2018 - Present (6 years)BCNL SECURITIES CORP. (CRD# 10356)2012 - 2014 (1 year)BWELLS INVESTMENT SECURITIES,INC. (CRD# 15252)1999 - 2012 (12 years)BNYLIFE SECURITIES INC. (CRD# 5167)1998 - 1999 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - 1998 (<1 year)
License(s)

State Registrations

B
Alabama 1/4/2019
B
Oklahoma 1/3/2023
B
Arkansas 1/3/2023
B
South Carolina 7/24/2020
B
Florida 1/4/2019
B
Tennessee 10/29/2018
B
Georgia 1/4/2019
IA
Tennessee 12/21/2018
IA
Louisiana 12/17/2018
B
Texas 1/3/2023
B
Louisiana 1/4/2019
IA
Texas 1/13/2023
B
Mississippi 1/4/2019
B
Virginia 7/24/2020
B
North Carolina 7/24/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BUCKINGHAM STRATEGIC PARTNERS, LLC (CRD#:143319)
LOOKOUT MOUNTAIN, TN
Registered with this firm since 12/17/2018
B
FORESIDE FINANCIAL SERVICES, LLC (CRD#:148477)
Lookout Mountain, TN
Registered with this firm since 10/29/2018
Previous Registration(s)
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IA
 03/12/2014 - 12/17/2018 LWI FINANCIAL INC. (CRD#:111861) ATLANTA, GA
B
 03/12/2014 - 10/29/2018 LORING WARD SECURITIES INC. (CRD#:46337) SAN JOSE, CA
B
 07/18/2012 - 03/11/2014 CNL SECURITIES CORP. (CRD#:10356) ORLANDO, FL
B
 10/04/1999 - 05/24/2012 WELLS INVESTMENT SECURITIES,INC. (CRD#:15252) NORCROSS, GA
B
 12/23/1998 - 02/22/1999 NYLIFE SECURITIES INC. (CRD#:5167) NEW YORK, NY
B
 08/28/1997 - 05/22/1998 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.