Individual Firm
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STEPHEN DWIGHT HILL
CRD#: 2930716
IA
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OSAIC WEALTH, INC.CRD#: 23131 8035 EIGER DR STE A
LINCOLN, NE 68516
LINCOLN, NE 68516
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3/26/2009
Customer Dispute
Denied
10/17/2007
Customer Dispute
Denied
State Registrations
B
Arkansas 7/25/2024
B
Montana 6/14/2024
B
Colorado 6/14/2024
B
Nebraska 6/14/2024
B
Florida 6/14/2024
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Nebraska 6/14/2024
B
Iowa 6/14/2024
B
Texas 9/4/2024
B
Kansas 7/2/2024
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Texas 9/5/2024
B
Missouri 6/14/2024
B
Wyoming 6/14/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
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Registered with this firm since 6/14/2024
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Registered with this firm since 6/14/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/13/2019 - 06/14/2024 | LINCOLN, NE | |
B | 02/07/2019 - 06/14/2024 | LINCOLN, NE | |
IA | 10/09/2012 - 02/07/2019 | LINCOLN, NE | |
B | 10/01/2012 - 02/07/2019 | HICKMAN, NE | |
IA | 06/13/2000 - 10/03/2012 | LINCOLN, NE | |
B | 05/22/2000 - 10/03/2012 | LINCOLN, NE | |
B | 09/20/1997 - 05/26/2000 | DALLAS, TX |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.