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STUART DAVID BARNETT
CRD#: 2929638
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 915 Broadway
Ground Floor
New York City, NY 10010
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2001 (<1 year)2 FIRMS2001 - 2004 (3 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2010 - Present (14 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2004 - Present (20 years)BMURPHY & DURIEU (CRD# 6292)1999 - 2001 (1 year)BD.L. CROMWELL INVESTMENTS, INC. (CRD# 37730)1998 - 1999 (<1 year)BASH & CO. INCORPORATED (CRD# 24990)1997 - 1997 (<1 year)
License(s)

State Registrations

B
Arizona 2/20/2019

B
Mississippi 5/1/2024

B
California 5/10/2005

B
New Jersey 11/9/2004

B
Colorado 11/5/2020

B
New York 11/9/2004

B
Connecticut 2/14/2012

IA
New York 4/22/2021

B
Delaware 4/11/2018

B
North Carolina 4/11/2018

B
District of Columbia 4/11/2018

B
Pennsylvania 1/28/2009

B
Florida 10/4/2006

B
Rhode Island 5/18/2024

B
Georgia 11/19/2014

B
South Carolina 7/15/2022

B
Illinois 4/11/2018

B
Tennessee 8/16/2018

B
Indiana 5/31/2021

IA
Texas 1/2/2019

B
Iowa 3/7/2024

B
Texas 6/25/2024

B
Kentucky 3/7/2024

B
Utah 4/15/2022

B
Maryland 2/14/2012

B
Virginia 2/14/2012

B
Massachusetts 11/17/2014

B
Washington 3/17/2016

B
Minnesota 10/25/2011

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
915 Broadway Ground Floor, New York City, NY 10010
Registered with this firm since 6/29/2010

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
915 Broadway Ground Floor, New York City, NY 10010
Registered with this firm since 11/9/2004

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/21/2001 - 10/29/2004 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
06/21/2001 - 10/29/2004 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
B
01/12/2001 - 05/23/2001 MURPHY & DURIEU (CRD#:6292)
FINRA expelled the firm on 07/14/2015
NEW YORK, NY
B
01/10/2001 - 01/12/2001 INVESTEC ERNST & COMPANY (CRD#:266) NEW YORK, NY
B
02/19/1999 - 01/08/2001 MURPHY & DURIEU (CRD#:6292)
FINRA expelled the firm on 07/14/2015
NEW YORK, NY
B
07/28/1998 - 02/25/1999 D.L. CROMWELL INVESTMENTS, INC. (CRD#:37730)
FINRA expelled the firm on 01/06/2004
BOCA RATON, FL
B
08/13/1997 - 11/07/1997 ASH & CO. INCORPORATED (CRD#:24990) GREAT NECK, NY
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Disclosures
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