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KEITH ALAN NINESLING
KEITH NINESLING, Keith Alan Ninesling
CRD#: 2928725
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 900 SALEM STREET
SMITHFIELD, RI 02917
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 900 SALEM STREET
SMITHFIELD, RI 02917
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1997 - 2000 (3 years)2 FIRMS2009 - 2018 (8 years)2 FIRMS2018 - 2018 (<1 year)2 FIRMS2022 - Present (2 years)BNEW ENGLAND SECURITIES (CRD# 615)2006 - 2009 (3 years)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2002 - 2006 (4 years)BIFMG SECURITIES, INC. (CRD# 14416)2000 - 2002 (1 year)IANEW ENGLAND SECURITIES CORPORATION (CRD# 615)2007 - 2009 (2 years)IACOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2005 - 2006 (<1 year)
License(s)

State Registrations

B
Alabama 2/14/2022

B
Nebraska 2/14/2022

B
Alaska 2/14/2022

B
Nevada 2/14/2022

B
Arizona 2/14/2022

B
New Hampshire 2/14/2022

B
Arkansas 2/14/2022

B
New Jersey 2/14/2022

B
California 2/14/2022

B
New Mexico 2/14/2022

B
Colorado 2/14/2022

B
New York 2/14/2022

B
Connecticut 2/14/2022

B
North Carolina 2/14/2022

B
Delaware 2/14/2022

B
North Dakota 2/14/2022

B
District of Columbia 2/14/2022

B
Ohio 2/15/2022

B
Florida 2/14/2022

B
Oklahoma 2/14/2022

B
Georgia 2/14/2022

B
Oregon 2/14/2022

B
Hawaii 2/14/2022

B
Pennsylvania 2/14/2022

B
Idaho 2/14/2022

B
Puerto Rico 2/14/2022

B
Illinois 2/14/2022

B
Rhode Island 2/11/2022

B
Indiana 2/14/2022

IA
Rhode Island 3/2/2022

B
Iowa 2/14/2022

B
South Carolina 2/14/2022

B
Kansas 2/14/2022

B
South Dakota 2/14/2022

B
Kentucky 2/14/2022

B
Tennessee 2/14/2022

B
Louisiana 2/14/2022

B
Texas 2/14/2022

B
Maine 2/14/2022

IA
Texas 3/2/2022

B
Maryland 2/14/2022

B
Utah 2/14/2022

B
Massachusetts 2/14/2022

B
Vermont 2/14/2022

IA
Massachusetts 3/3/2022

B
Virgin Islands 2/14/2022

B
Michigan 2/14/2022

B
Virginia 2/14/2022

B
Minnesota 2/14/2022

B
Washington 2/14/2022

B
Mississippi 2/14/2022

B
West Virginia 2/14/2022

B
Missouri 2/14/2022

B
Wisconsin 2/14/2022

B
Montana 2/14/2022

B
Wyoming 2/14/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
900 SALEM STREET, SMITHFIELD, RI 02917
Registered with this firm since 3/2/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
900 SALEM STREET, SMITHFIELD, RI 02917
MANSFIELD, MA
Registered with this firm since 1/1/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/25/2018 - 12/24/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) Mansfield, MA
B
06/22/2018 - 12/24/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) Mansfield, MA
IA
12/04/2009 - 09/25/2018 INVESTMENT PROFESSIONALS, INC. (CRD#:30184) Mansfield, MA
B
12/01/2009 - 09/25/2018 INVESTMENT PROFESSIONALS, INC. (CRD#:30184) Mansfield, MA
IA
08/31/2007 - 08/06/2009 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) FOXBOROUGH, MA
B
05/01/2006 - 08/06/2009 NEW ENGLAND SECURITIES (CRD#:615) FOXBOROUGH, MA
IA
06/24/2005 - 05/02/2006 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) FRANKLIN, MA
B
02/01/2002 - 05/02/2006 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) FRANKLIN, MA
B
09/26/2000 - 02/06/2002 IFMG SECURITIES, INC. (CRD#:14416) PURCHASE, NY
B
09/09/1997 - 09/25/2000 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
09/09/1997 - 09/25/2000 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.