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PEGGY SUE WINKELMANN
PEGGY S WINKELMANN
CRD#: 2928711
IA
B
SPCCRD#: 110692 1330 AVENUE Q
HUNTSVILLE, TX 77340
HUNTSVILLE, TX 77340
PARKLAND SECURITIES, LLCCRD#: 115368 1330 Avenue Q
HUNTSVILLE, TX 77340
HUNTSVILLE, TX 77340
0
Disclosures
27
Years of Experience
View By:
State Registrations
B
Arizona 7/16/2019
B
Oklahoma 12/7/2010
B
Arkansas 8/21/2012
B
Texas 7/6/2007
B
Colorado 12/7/2010
IA
Texas 7/6/2007
B
Florida 1/4/2021
B
Washington 5/5/2020
SRO Registrations
B
B
View Exams Passed by the individual in the detailed report
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IA
B
Registered with this firm since 7/6/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/09/2007 - 05/10/2007 | HUNTSVILLE, TX | |
B | 09/10/1997 - 05/10/2007 | HUNTSVILLE, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.