Individual Firm
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PHILLIP LEROY INGLE
Phil Ingle
CRD#: 2927825
IA
B
LIFETIME FINANCIAL, INC.CRD#: 161124 65 Enterprise
Aliso Viejo, CA 92656
Aliso Viejo, CA 92656
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9/18/2003
Regulatory
Final
1/30/2001
Regulatory
Final
State Registrations
IA
California 9/19/2018
IA
Registered with this firm since 9/19/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/06/2016 - 09/21/2018 | Viejo, CA | |
IA | 03/24/2010 - 12/21/2015 | ALSO VIEJO, CA | |
B | 08/25/1997 - 02/01/1999 | SAN CLEMENTE, CA |
SAN CLEMENTE, CA
08/25/1997 - 02/01/1999
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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