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Detailed Report
JEFFREY DAVID WHITMER
CRD#: 2927446
IA
Investment Adviser
EDELMAN FINANCIAL ENGINESCRD#: 104510 9921 DUPONT CIRCLE DRIVE WEST
SUITE 225
FORT WAYNE, IN 46825
Registration History
2002200420062008201020122014201620182020202220242026IAEDELMAN FINANCIAL ENGINES (CRD# 104510)2016 - Present (8 years)IAFINANCIAL ENGINES ADVISOR CENT... (CRD# 109238)2015 - 2016 (1 year)IATHE MUTUAL FUND STORE (CRD# 172888)2014 - 2016 (1 year)IATHE MUTUAL FUND STORE (CRD# 143152)2011 - 2015 (3 years)IATMFS-FORT WAYNE, LLC (CRD# 125024)2002 - 2011 (9 years)IATHE MUTUAL FUND STORE- FORT WAYNE (CRD# 125024)2002 - 2003 (<1 year)
Disclosure(s)
View By:
1/28/2011
Customer Dispute
Settled
License(s)

State Registrations

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Indiana 9/22/2016
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Texas 11/16/2016
Current Registration(s)
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EDELMAN FINANCIAL ENGINES (CRD#:104510)
9921 DUPONT CIRCLE DRIVE WEST SUITE 225, FORT WAYNE, IN 46825
Registered with this firm since 9/22/2016
Previous Registration(s)
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 07/09/2015 - 12/01/2016 FINANCIAL ENGINES ADVISOR CENTER, LLC (CRD#:109238) FORT WAYNE, IN
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 10/06/2014 - 07/26/2016 THE MUTUAL FUND STORE (CRD#:172888) TUCSON, AZ
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 11/14/2011 - 09/02/2015 THE MUTUAL FUND STORE (CRD#:143152) FORT WAYNE, IN
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 02/10/2002 - 11/25/2011 TMFS-FORT WAYNE, LLC (CRD#:125024) FORT WAYNE, IN
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 07/26/2002 - 02/04/2003 THE MUTUAL FUND STORE- FORT WAYNE (CRD#:125024) FORT WAYNE, IN
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.