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CARRIE LOUISE SCALETTA
CARRIE LOUISE BRONECKY, Carrie Scaletta
CRD#: 2927232
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 San Jose, CA
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2019 (11 years)2 FIRMS2019 - Present (5 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2003 - 2008 (5 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2000 - 2003 (2 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2004 - 2008 (3 years)
License(s)

State Registrations

B
Alabama 11/11/2024

B
Montana 11/11/2024

B
Alaska 11/15/2024

B
Nebraska 11/11/2024

B
Arizona 11/15/2024

B
Nevada 11/15/2024

B
Arkansas 11/11/2024

B
New Hampshire 11/11/2024

B
California 12/9/2019

B
New Jersey 11/11/2024

IA
California 12/9/2019

B
New Mexico 11/15/2024

B
Colorado 11/15/2024

B
New York 11/15/2024

B
Connecticut 11/15/2024

B
North Carolina 11/15/2024

B
Delaware 11/15/2024

B
North Dakota 11/15/2024

B
District of Columbia 11/11/2024

B
Ohio 11/15/2024

B
Florida 11/11/2024

B
Oklahoma 11/11/2024

B
Georgia 11/15/2024

B
Oregon 11/11/2024

B
Hawaii 11/11/2024

B
Pennsylvania 11/11/2024

B
Idaho 11/15/2024

B
Puerto Rico 11/15/2024

B
Illinois 11/15/2024

B
Rhode Island 11/15/2024

B
Indiana 11/11/2024

B
South Carolina 11/15/2024

B
Iowa 11/15/2024

B
South Dakota 11/11/2024

B
Kansas 11/15/2024

B
Tennessee 11/15/2024

B
Kentucky 11/15/2024

B
Texas 11/15/2024

B
Louisiana 11/15/2024

B
Utah 11/11/2024

B
Maine 11/11/2024

B
Vermont 11/11/2024

B
Maryland 11/11/2024

B
Virgin Islands 11/15/2024

B
Massachusetts 11/11/2024

B
Virginia 11/15/2024

B
Michigan 11/11/2024

B
Washington 11/15/2024

B
Minnesota 11/15/2024

B
West Virginia 11/15/2024

B
Mississippi 11/15/2024

B
Wisconsin 11/15/2024

B
Missouri 11/15/2024

B
Wyoming 11/15/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
San Jose, CA
355 Santana Row Suite 2050, SAN JOSE, CA 95128
Registered with this firm since 12/9/2019

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
San Jose, CA
355 Santana Row Suite 2050, SAN JOSE, CA 95128
Registered with this firm since 12/9/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/22/2008 - 10/15/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN JOSE, CA
B
07/21/2008 - 10/15/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN JOSE, CA
IA
11/08/2004 - 07/24/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN JOSE, CA
B
04/15/2003 - 07/24/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN JOSE, CA
B
05/08/2000 - 04/25/2003 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.