Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
PRESTON DAVID CHERRY
CRD#: 2926829
IA
Investment Adviser
B
Previous Broker
CONCURRENT FINANCIAL PLANNING, LLCCRD#: 293564 101 SOUTH MILITARY AVE
SUITE 255
GREEN BAY, WI 54303
Registration History
200620082010201220142016201820202022202420263 FIRMS2008 - 2009 (<1 year)2 FIRMS2010 - 2011 (1 year)2 FIRMS2012 - 2016 (3 years)IACONCURRENT FINANCIAL PLANNING, LLC (CRD# 293564)2018 - Present (6 years)BPRUDENTIAL INVESTMENT MANAGEME... (CRD# 18353)2007 - 2007 (<1 year)BAMEGY INVESTMENTS, INC. (CRD# 120145)2005 - 2005 (<1 year)
License(s)

State Registrations

IA
Texas 6/18/2018
IA
Wisconsin 10/8/2021
Current Registration(s)
IA
CONCURRENT FINANCIAL PLANNING, LLC (CRD#:293564)
101 SOUTH MILITARY AVE SUITE 255, GREEN BAY, WI 54303
Registered with this firm since 6/18/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/19/2012 - 02/08/2016 SALIENT CAPITAL ADVISORS, LLC (CRD#:153914) HOUSTON, TX
B
 06/18/2012 - 02/08/2016 SALIENT CAPITAL L.P. (CRD#:147912) HOUSTON, TX
IA
 02/18/2010 - 08/11/2011 NFP SECURITIES, INC. (CRD#:42046) KNOXVILLE, TN
B
 02/12/2010 - 08/11/2011 NFP SECURITIES, INC. (CRD#:42046) KNOXVILLE, TN
IA
 07/25/2008 - 10/09/2009 WEALTH DEVELOPMENT STRATEGIES INVESTMENT ADVISORY, INC. (CRD#:119127) HOUSTON, TX
IA
 05/22/2008 - 04/01/2009 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) HOUSTON, TX
B
 05/01/2008 - 04/01/2009 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) HOUSTON, TX
B
 09/05/2007 - 10/12/2007 PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (CRD#:18353) HARTFORD, CT
B
 03/14/2005 - 12/31/2005 AMEGY INVESTMENTS, INC. (CRD#:120145) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.