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Detailed Report
Wade Steven Perry
CRD#: 2923884
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Investment Adviser
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Previous Broker
STONEMARK WEALTH MANAGEMENTCRD#: 158413 201 S. LAKE AVENUE
SUITE 509
PASADENA, CA 91101
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 2002 (3 years)2 FIRMS2002 - 2003 (<1 year)2 FIRMS2003 - 2003 (<1 year)2 FIRMS2003 - 2009 (5 years)2 FIRMS2008 - 2009 (<1 year)IASTONEMARK WEALTH MANAGEMENT (CRD# 158413)2011 - Present (13 years)BTHE LEADERS GROUP, INC. (CRD# 37157)2014 - 2022 (8 years)BKEY WEST INVESTMENTS, LLC (CRD# 149418)2014 - 2014 (<1 year)BGIRARD SECURITIES, INC. (CRD# 18697)2011 - 2014 (2 years)BSENTINEL SECURITIES, INC. (CRD# 110942)2010 - 2011 (<1 year)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1998 - 1998 (<1 year)BPUTNAM MUTUAL FUNDS CORP. (CRD# 7325)1997 - 1998 (<1 year)IAWESPAC ADVISORS, LLC (CRD# 148242)2009 - 2012 (2 years)IATOWER ASSET MANAGEMENT LLC (CRD# 107919)2004 - 2009 (5 years)IAAMERICAN EXPRESS FINANCIAL ADV... (CRD# 6363)1999 - 2002 (3 years)
License(s)

State Registrations

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California 9/21/2011
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Texas 5/14/2020
Current Registration(s)
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STONEMARK WEALTH MANAGEMENT (CRD#:158413)
201 S. LAKE AVENUE SUITE 509, PASADENA, CA 91101
Registered with this firm since 9/21/2011
Previous Registration(s)
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 04/30/2014 - 08/05/2022 THE LEADERS GROUP, INC. (CRD#:37157) SUMMIT, NJ
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 02/18/2014 - 04/29/2014 KEY WEST INVESTMENTS, LLC (CRD#:149418) SAN GABRIEL, CA
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 05/17/2011 - 01/28/2014 GIRARD SECURITIES, INC. (CRD#:18697) PASADENA, CA
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 09/23/2009 - 01/11/2012 WESPAC ADVISORS, LLC (CRD#:148242) PASADENA, CA
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 06/02/2010 - 05/02/2011 SENTINEL SECURITIES, INC. (CRD#:110942) PASENDA, CA
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 12/10/2008 - 07/07/2009 SOUTHWEST SECURITIES, INC. (CRD#:6220) BEVERLY HILLS, CA
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 12/10/2008 - 07/07/2009 SOUTHWEST SECURITIES, INC. (CRD#:6220) BEVERLY HILLS, CA
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 07/27/2004 - 07/06/2009 TOWER ASSET MANAGEMENT LLC (CRD#:107919) BEVERLY HILLS, CA
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 06/03/2003 - 01/21/2009 M. L. STERN & CO, LLC. (CRD#:8327) BEVERLY HILLS, CA
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 06/03/2003 - 01/21/2009 M.L. STERN & CO., LLC. (CRD#:8327) BEVERLY HILLS, CA
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 02/19/2003 - 05/28/2003 CITICORP INVESTMENT SERVICES (CRD#:23988) TORRANCE, CA
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 02/19/2003 - 05/28/2003 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
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 07/03/2002 - 02/13/2003 CHARLES SCHWAB & CO., INC. (CRD#:5393) LONG BEACH, CA
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 07/03/2002 - 02/13/2003 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
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 01/05/1999 - 06/13/2002 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) LONG BEACH, CA
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 10/19/1998 - 06/13/2002 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
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 10/19/1998 - 06/13/2002 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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 07/21/1998 - 09/25/1998 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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 09/23/1997 - 06/02/1998 PUTNAM MUTUAL FUNDS CORP. (CRD#:7325) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.