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Ana Maria Ramirez
ANA M MOMPELLIER, ANA M RAMIREZ, ANA MARIA RAMIREZ, ANA RAMIREZ
CRD#: 2923441
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 250 S Middletown Rd, Floor 02
Nanuet, NY 10954
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2017 (8 years)2 FIRMS2017 - Present (7 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2008 - 2009 (1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2005 - 2008 (2 years)BCITIGROUP GENEVA CAPITAL STRAT... (CRD# 104454)2005 - 2006 (<1 year)BJ.P. MORGAN SECURITIES INC. (CRD# 18718)2001 - 2005 (4 years)BJ.P. MORGAN SECURITIES INC. (CRD# 15733)1998 - 2001 (2 years)
Disclosure(s)
View By:
6/29/2016
Financial
Final
License(s)

State Registrations

B
Alabama 9/21/2017

B
Nevada 8/31/2017

B
Alaska 8/23/2017

B
New Hampshire 8/21/2017

B
Arizona 8/23/2017

B
New Jersey 8/22/2017

B
Arkansas 8/23/2017

IA
New Jersey 10/30/2017

B
California 8/18/2017

B
New Mexico 8/25/2017

B
Colorado 8/23/2017

B
New York 8/21/2017

B
Connecticut 8/18/2017

IA
New York 5/3/2021

IA
Connecticut 8/17/2021

B
North Carolina 8/24/2017

B
Delaware 8/29/2017

B
North Dakota 8/21/2017

B
District of Columbia 8/22/2017

B
Ohio 8/18/2017

B
Florida 8/22/2017

IA
Ohio 1/28/2022

B
Georgia 8/24/2017

B
Oklahoma 8/24/2017

B
Hawaii 8/22/2017

B
Oregon 10/10/2017

B
Idaho 8/18/2017

B
Pennsylvania 8/21/2017

B
Illinois 8/22/2017

B
Puerto Rico 8/28/2017

B
Indiana 8/23/2017

B
Rhode Island 8/24/2017

B
Iowa 8/22/2017

B
South Carolina 8/28/2017

B
Kansas 8/28/2017

B
South Dakota 8/23/2017

B
Kentucky 9/21/2017

B
Tennessee 8/22/2017

B
Louisiana 8/22/2017

B
Texas 8/30/2017

B
Maine 8/22/2017

IA
Texas 2/11/2019

B
Maryland 8/21/2017

B
Utah 8/22/2017

B
Massachusetts 8/22/2017

B
Vermont 8/25/2017

B
Michigan 8/23/2017

B
Virgin Islands 8/25/2017

B
Minnesota 8/29/2017

B
Virginia 8/28/2017

B
Mississippi 8/22/2017

B
Washington 8/22/2017

B
Missouri 10/5/2017

B
West Virginia 8/29/2017

B
Montana 9/22/2017

B
Wisconsin 8/21/2017

B
Nebraska 8/22/2017

B
Wyoming 8/23/2017

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
250 S Middletown Rd, Floor 02, Nanuet, NY 10954
Dumont, NJ
Registered with this firm since 10/30/2017

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
250 S Middletown Rd, Floor 02, Nanuet, NY 10954
Dumont, NJ
Registered with this firm since 8/18/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/04/2009 - 07/05/2017 MORGAN STANLEY (CRD#:149777) PARAMUS, NJ
B
06/01/2009 - 07/05/2017 MORGAN STANLEY (CRD#:149777) PARAMUS, NJ
B
03/06/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) NEW YORK, NY
B
06/28/2005 - 03/10/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
07/11/2005 - 01/18/2006 CITIGROUP GENEVA CAPITAL STRATEGIES INC. (CRD#:104454) LAGUNA HILLS, CA
B
05/01/2001 - 06/07/2005 J.P. MORGAN SECURITIES INC. (CRD#:18718) NEW YORK, NY
B
09/16/1998 - 05/01/2001 J.P. MORGAN SECURITIES INC. (CRD#:15733) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.