CAUSING THEM LOSSES OF APPROXIMATELY $500,000 AND $1,000,000.00

$500,000.00

$42,500.00

6. ALLEGED COMPENSATORY DAMAGE AMOUNT: $500,000-$1,000,000 CLAIMANT INITIATED SETTLEMENT DISCUSSIONS DAYS BEFORE ARBITRATION. PSI SETTLED FOR $42,500 IN ORDER TO AVOID COSTS AND UNCERTAINTY WITH LITIGATION. CLIENT FOLLOWED THE MARKET DAILY AND MADE IT CLEAR HE WANTED TO BE MORE AGGRESSIVE IN HIS INVESTMENTS. OUT OF POCKET LOSSES WERE $130,000, NOT $500,000. SEVERAL OF MY P&G CLIENTS SIGNED AFFIDAVITS AND WERE WILLING TO TESTIFY ON MY BEHALF AT THE TIME OF THE HEARING.