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WARD E GORHAM
CRD#: 2922629
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 600 W BROADWAY STE 1450
ONE AMERICA PLAZA
SAN DIEGO, CA 92101
Registration History
199019952000200520102015202020252 FIRMS2000 - 2003 (3 years)2 FIRMS2003 - 2013 (9 years)2 FIRMS2013 - 2024 (11 years)2 FIRMS2024 - Present (<1 year)
Disclosure(s)
View By:
4/25/1995
Employment Separation After Allegations
3/8/1989
Criminal
Final Disposition
10/5/1988
Criminal
Final Disposition
10/5/1988
Employment Separation After Allegations
License(s)

State Registrations

B
Arizona 9/26/2024

B
Nebraska 9/26/2024

B
Arkansas 9/26/2024

B
Nevada 9/26/2024

B
California 9/26/2024

B
New Jersey 9/26/2024

IA
California 9/26/2024

B
New Mexico 9/26/2024

B
Colorado 9/26/2024

B
New York 9/26/2024

B
Connecticut 9/26/2024

B
North Carolina 9/26/2024

B
Florida 9/27/2024

B
Ohio 9/26/2024

B
Georgia 9/26/2024

B
Oregon 9/26/2024

B
Idaho 9/26/2024

B
South Carolina 2/10/2025

B
Illinois 9/26/2024

B
South Dakota 9/26/2024

B
Indiana 9/26/2024

B
Tennessee 9/26/2024

B
Kansas 9/26/2024

B
Texas 9/26/2024

B
Kentucky 9/26/2024

IA
Texas 9/26/2024

B
Maryland 9/26/2024

B
Utah 9/26/2024

B
Michigan 9/26/2024

B
Virginia 9/26/2024

B
Mississippi 9/26/2024

B
Washington 9/26/2024

B
Missouri 9/26/2024

B
Wisconsin 9/26/2024

B
Montana 10/3/2024

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
600 W BROADWAY STE 1450 ONE AMERICA PLAZA, SAN DIEGO, CA 92101
Registered with this firm since 9/26/2024

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
600 W BROADWAY STE 1450 ONE AMERICA PLAZA, SAN DIEGO, CA 92101
Registered with this firm since 9/26/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/12/2013 - 10/09/2024 MORGAN STANLEY (CRD#:149777) San Diego, CA
B
03/12/2013 - 10/09/2024 MORGAN STANLEY (CRD#:149777) San Diego, CA
IA
07/01/2003 - 02/19/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) SAN DIEGO, CA
B
07/01/2003 - 02/19/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) SAN DIEGO, CA
IA
07/13/2000 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) SAN DIEGO, CA
B
05/10/2000 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.