Individual Firm
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BLAKE TYLER JONES
BLAKE T JONES
CRD#: 2922134
IA
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JANNEY MONTGOMERY SCOTT LLCCRD#: 463 850 Park Shore Drive
Suite 101
Naples, FL 34103
Suite 101
Naples, FL 34103
View By:
4/13/2018
Customer Dispute
Denied
11/25/2008
Customer Dispute
Closed-No Action
State Registrations
B
Alabama 8/24/2009
B
Nebraska 12/1/2020
B
Arizona 2/25/2019
B
Nevada 12/1/2020
B
California 8/24/2009
B
New Hampshire 10/30/2009
IA
California 1/19/2010
B
New Jersey 8/24/2009
B
Colorado 8/24/2009
B
New Mexico 3/31/2023
B
Connecticut 7/20/2018
B
New York 8/24/2009
B
Delaware 9/11/2009
B
North Carolina 8/24/2009
B
District of Columbia 8/24/2009
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North Carolina 1/27/2010
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District of Columbia 9/17/2009
B
Ohio 2/2/2022
B
Florida 8/24/2009
B
Oregon 5/14/2014
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Florida 6/27/2017
B
Pennsylvania 8/24/2009
B
Georgia 8/24/2009
B
Rhode Island 1/16/2025
B
Illinois 8/9/2021
B
South Carolina 8/24/2009
B
Iowa 12/1/2020
B
Tennessee 10/9/2023
B
Kentucky 11/16/2023
B
Texas 8/24/2009
B
Louisiana 8/24/2009
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Texas 6/24/2011
B
Maine 11/16/2021
B
Utah 8/2/2022
B
Maryland 8/24/2009
B
Vermont 4/18/2017
B
Massachusetts 6/12/2017
B
Virginia 8/24/2009
B
Michigan 12/21/2017
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Virginia 12/20/2013
B
Missouri 12/6/2019
B
West Virginia 8/24/2009
B
Montana 8/24/2009
SRO Registrations
B
B
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 9/17/2009
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Registered with this firm since 8/24/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 09/14/2009 | WASHINGTON, DC | |
B | 06/01/2009 - 09/14/2009 | WASHINGTON, DC | |
IA | 02/21/2006 - 06/01/2009 | WASHINGTON, DC | |
B | 02/21/2006 - 06/01/2009 | WASHINGTON, DC | |
IA | 01/01/1998 - 02/21/2006 | WASHINGTON, DC | |
B | 09/10/1997 - 02/21/2006 | BALTIMORE, MD | |
B | 08/07/1997 - 09/25/1997 | BOSTON, MA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.