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Stamatia Athina Mackin
TINA MACKIN, STAMATIA ATHINA PAPPAS, TINA PAPPAS
CRD#: 2921483
IA
B
MORGAN STANLEYCRD#: 149777 9665 Wilshire Boulevard
Suite 600
Beverly Hills, CA 90212
Suite 600
Beverly Hills, CA 90212
0
Disclosures
19
Years of Experience
View By:
State Registrations
B
Alabama 2/15/2017
B
Nebraska 2/15/2017
B
Alaska 2/15/2017
B
Nevada 2/15/2017
B
Arizona 2/15/2017
B
New Hampshire 2/15/2017
B
Arkansas 2/15/2017
B
New Jersey 2/15/2017
B
California 2/15/2017
B
New Mexico 2/15/2017
IA
California 2/16/2017
B
New York 2/15/2017
B
Colorado 2/15/2017
B
North Carolina 2/15/2017
B
Connecticut 2/15/2017
B
North Dakota 2/15/2017
B
Delaware 2/15/2017
B
Ohio 2/15/2017
B
District of Columbia 2/15/2017
B
Oklahoma 2/15/2017
B
Florida 2/15/2017
B
Oregon 2/15/2017
B
Georgia 2/15/2017
B
Pennsylvania 2/15/2017
B
Hawaii 2/15/2017
B
Puerto Rico 2/15/2017
B
Idaho 2/15/2017
B
Rhode Island 2/15/2017
B
Illinois 2/15/2017
B
South Carolina 2/15/2017
B
Indiana 2/15/2017
B
South Dakota 2/15/2017
B
Iowa 2/15/2017
B
Tennessee 2/15/2017
B
Kansas 2/15/2017
B
Texas 2/15/2017
B
Kentucky 2/15/2017
IA
Texas 2/15/2017
B
Louisiana 2/15/2017
B
Utah 2/15/2017
B
Maine 2/15/2017
B
Vermont 2/15/2017
B
Maryland 2/15/2017
B
Virgin Islands 2/15/2017
B
Massachusetts 2/15/2017
B
Virginia 2/15/2017
B
Michigan 2/15/2017
B
Washington 2/15/2017
B
Minnesota 2/15/2017
B
West Virginia 2/15/2017
B
Mississippi 2/15/2017
B
Wisconsin 2/15/2017
B
Missouri 2/15/2017
B
Wyoming 2/15/2017
B
Montana 2/15/2017
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 2/15/2017
B
Registered with this firm since 2/15/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/30/2010 - 03/06/2017 | LOS ANGELES, CA | |
B | 03/29/2010 - 03/06/2017 | LOS ANGELES, CA | |
IA | 03/07/2006 - 03/25/2010 | LOS ANGELES, CA | |
B | 04/04/2005 - 03/25/2010 | LOS ANGELES, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.