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CHAD MATTHEW WEBER
CRD#: 2920856
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 15233 Ventura Blvd
SUITE 500
Sherman Oaks, CA 91403
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2012 (2 years)2 FIRMS2012 - Present (12 years)BINDEPENDENT FINANCIAL GROUP, LLC (CRD# 7717)2006 - 2009 (3 years)BCOMPAK SECURITIES, INC. (CRD# 125472)2003 - 2007 (3 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1999 - 2003 (4 years)BTERRA NOVA TRADING, L.L.C. (CRD# 37761)1999 - 1999 (<1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1997 - 1998 (1 year)IACOMPAK ASSET MANAGEMENT (CRD# 109930)2004 - 2009 (5 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2001 - 2003 (2 years)
License(s)

State Registrations

B
Alabama 1/15/2021

B
New Mexico 3/27/2018

B
Arizona 7/17/2023

B
North Carolina 3/25/2022

B
California 7/26/2012

B
Pennsylvania 8/3/2022

IA
California 7/26/2012

B
Texas 12/17/2012

B
Colorado 3/21/2023

B
Virginia 2/3/2020

B
Illinois 9/9/2024

B
Washington 3/21/2024

B
Kentucky 4/13/2021

B
Wyoming 3/9/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
15233 Ventura Blvd SUITE 500, Sherman Oaks, CA 91403
AGOURA HILLS, CA
Registered with this firm since 7/26/2012

B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
15233 Ventura Blvd SUITE 500, Sherman Oaks, CA 91403
AGOURA HILLS, CA
Registered with this firm since 7/26/2012

Previous Registration(s)
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IA
08/03/2009 - 06/19/2012 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) (CRD#:29604) LAKE FOREST, CA
B
08/03/2009 - 06/19/2012 NATIONAL PLANNING CORPORATION (CRD#:29604) LAKE FOREST, CA
B
08/10/2006 - 08/11/2009 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717) SAN CLEMENTE, CA
IA
01/29/2004 - 06/01/2009 COMPAK ASSET MANAGEMENT (CRD#:109930) IRVINE, CA
B
12/18/2003 - 01/24/2007 COMPAK SECURITIES, INC. (CRD#:125472) IRVINE, CA
IA
03/29/2001 - 11/24/2003 CHARLES SCHWAB & CO., INC. (CRD#:5393) LOS ANGELES, CA
B
11/22/1999 - 11/24/2003 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
B
01/01/1999 - 10/19/1999 TERRA NOVA TRADING, L.L.C. (CRD#:37761) NEW YORK, NY
B
09/16/1997 - 11/25/1998 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.