Individual Firm
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PAUL ALEXANDER COLWELL III
CRD#: 2920294
IA
B
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 Naples, FL
LPL FINANCIAL LLCCRD#: 6413 305 MADISON AVE
MORRISTOWN, NJ 07960
MORRISTOWN, NJ 07960
0
Disclosures
27
Years of Experience
View By:
State Registrations
B
Florida 1/31/2003
B
New Jersey 1/31/2003
IA
Florida 9/9/2024
IA
New Jersey 11/10/2011
B
Georgia 6/29/2015
B
New York 1/31/2003
B
Massachusetts 1/31/2003
B
South Carolina 1/25/2017
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
B
Registered with this firm since 1/31/2003
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/31/2003 - 06/14/2013 | MORRISTOWN, NJ | |
IA | 11/10/2004 - 06/30/2009 | MORRISTOWN, NJ | |
IA | 06/27/2002 - 02/03/2003 | MORRISTOWN, NJ | |
B | 08/26/1997 - 02/03/2003 | PURCHASE, NY |
MORRISTOWN, NJ
11/10/2004 - 06/30/2009
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.