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JASON ERIC GOLDBERG
CRD#: 2920117
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 400 E Business Way
Suite 101
Cincinnati, OH 45241
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2013 (5 years)2 FIRMS2013 - Present (11 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2000 - 2008 (7 years)BH&R BLOCK FINANCIAL ADVISORS, INC. (CRD# 5979)1997 - 2000 (3 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2001 - 2008 (7 years)
Disclosure(s)
View By:
2/9/1999
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 3/27/2015

B
New Jersey 1/18/2024

B
California 5/2/2016

B
New Mexico 11/11/2015

B
Colorado 3/27/2015

B
New York 8/11/2016

B
Delaware 5/25/2021

B
North Carolina 11/15/2013

B
District of Columbia 5/17/2024

B
Ohio 11/15/2013

B
Florida 11/15/2013

IA
Ohio 11/15/2013

B
Georgia 11/15/2013

B
Pennsylvania 6/29/2017

B
Illinois 1/8/2020

B
South Carolina 11/15/2013

B
Indiana 11/15/2013

B
Tennessee 11/15/2013

B
Iowa 5/1/2019

B
Texas 11/15/2013

B
Kentucky 11/15/2013

IA
Texas 1/3/2014

B
Maryland 11/15/2013

B
Utah 5/19/2020

B
Michigan 11/15/2013

B
Virginia 1/27/2014

B
Minnesota 7/9/2014

B
Washington 2/24/2016

B
Missouri 11/13/2020

B
West Virginia 12/23/2019

B
Nebraska 11/15/2013

B
Wisconsin 10/21/2020

B
Nevada 3/23/2022

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
400 E Business Way Suite 101, Cincinnati, OH 45241
Registered with this firm since 11/15/2013

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
400 E Business Way Suite 101, Cincinnati, OH 45241
Registered with this firm since 11/15/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/01/2008 - 11/19/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) CINCINNATI, OH
B
01/01/2008 - 11/19/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) CINCINNATI, OH
B
11/22/2000 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) BLUE ASH, OH
IA
01/17/2001 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) BLUE ASH, OH
B
08/01/1997 - 12/15/2000 H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979) DETROIT, MI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.