• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
CHRISTOPHER JAMES CONOVER
CRD#: 2919616
IA
Investment Adviser
B
Previous Broker
HUDSON COMPANIESCRD#: 146338 ONE BLUE HILL PLAZA
1ST FLOOR
PEARL RIVER, NY 10965
Registration History
1995200020052010201520202025IAHUDSON COMPANIES (CRD# 146338)2021 - Present (3 years)BVAN ECK SECURITIES CORPORATION (CRD# 2269)2003 - 2008 (4 years)BGUARDIAN INVESTOR SERVICES LLC (CRD# 6635)2002 - 2003 (<1 year)
Disclosure(s)
View By:
5/14/2024
Regulatory
Final
2/27/2001
Employment Separation After Allegations
4/4/1995
Criminal
Final Disposition
License(s)

State Registrations

IA
New York 9/3/2021

Current Registration(s)
IA
HUDSON COMPANIES (CRD#:146338)
ONE BLUE HILL PLAZA 1ST FLOOR, PEARL RIVER, NY 10965
Registered with this firm since 9/3/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/09/2003 - 02/13/2008 VAN ECK SECURITIES CORPORATION (CRD#:2269) NEW YORK, NY
B
07/23/2002 - 02/27/2003 GUARDIAN INVESTOR SERVICES LLC (CRD#:6635) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.