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CHRISTOPHER JAMES CONOVER
CRD#: 2919616
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Investment Adviser
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Previous Broker
HUDSON COMPANIESCRD#: 146338 ONE BLUE HILL PLAZA
1ST FLOOR
PEARL RIVER, NY 10965
Registration History
1995200020052010201520202025IAHUDSON COMPANIES (CRD# 146338)2021 - Present (3 years)BVAN ECK SECURITIES CORPORATION (CRD# 2269)2003 - 2008 (4 years)BGUARDIAN INVESTOR SERVICES LLC (CRD# 6635)2002 - 2003 (<1 year)
Disclosure(s)
View By:
5/14/2024
Regulatory
Final
2/27/2001
Employment Separation After Allegations
4/4/1995
Criminal
Final Disposition
License(s)

State Registrations

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New York 9/3/2021

Current Registration(s)
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HUDSON COMPANIES (CRD#:146338)
ONE BLUE HILL PLAZA 1ST FLOOR, PEARL RIVER, NY 10965
Registered with this firm since 9/3/2021

Previous Registration(s)
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09/09/2003 - 02/13/2008 VAN ECK SECURITIES CORPORATION (CRD#:2269) NEW YORK, NY
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07/23/2002 - 02/27/2003 GUARDIAN INVESTOR SERVICES LLC (CRD#:6635) NEW YORK, NY
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.