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Detailed Report
MATTHEW SEAN SHERMAN
CRD#: 2919411
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 Arlington, TX
LPL FINANCIAL LLCCRD#: 6413 ARLINGTON, TX
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2004 (<1 year)IAPRIVATE ADVISOR GROUP, LLC (CRD# 155216)2021 - Present (3 years)BLPL FINANCIAL LLC (CRD# 6413)2012 - Present (12 years)BLINCOLN FINANCIAL SECURITIES C... (CRD# 3870)2007 - 2012 (5 years)BSECURITIES AMERICA, INC. (CRD# 10205)2004 - 2007 (2 years)BHIGH MARK SECURITIES, INC. (CRD# 42467)2002 - 2004 (1 year)BWORLD CHOICE SECURITIES, INC. (CRD# 30933)2000 - 2002 (2 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1999 - 2000 (1 year)B1717 CAPITAL MANAGEMENT COMPANY (CRD# 4082)1997 - 1998 (1 year)IALEVEL FOUR ADVISORY SERVICES (CRD# 134086)2006 - 2021 (15 years)IASECURITIES AMERICA ADVISORS, INC. (CRD# 110518)2005 - 2005 (<1 year)
License(s)

State Registrations

B
Colorado 1/2/2018
B
Texas 11/5/2012
B
New York 11/5/2012
IA
Texas 8/30/2021
B
Oklahoma 10/24/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
Arlington, TX
Registered with this firm since 8/30/2021
B
LPL FINANCIAL LLC (CRD#:6413)
ARLINGTON, TX
Registered with this firm since 11/5/2012
Previous Registration(s)
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IA
 01/03/2006 - 08/31/2021 LEVEL FOUR ADVISORY SERVICES (CRD#:134086) ARLINGTON, TX
B
 11/15/2007 - 11/21/2012 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) ARLINGTON, TX
B
 12/01/2004 - 11/28/2007 SECURITIES AMERICA, INC. (CRD#:10205) ARLINGTON, TX
IA
 01/10/2005 - 12/31/2005 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) ARLINGTON, TX
IA
 09/02/2004 - 12/18/2004 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) ARLINGTON, TX
B
 09/01/2004 - 12/18/2004 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
B
 12/13/2002 - 09/02/2004 HIGH MARK SECURITIES, INC. (CRD#:42467) LAKELAND, FL
B
 02/17/2000 - 12/19/2002 WORLD CHOICE SECURITIES, INC. (CRD#:30933) COLUMBUS, OH
B
 01/26/1999 - 01/21/2000 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
 07/31/1997 - 12/07/1998 1717 CAPITAL MANAGEMENT COMPANY (CRD#:4082) NEWARK, DE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.