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Detailed Report
MARK HENRY BOERSMA
MARK HENRY BOFRSMA
CRD#: 2919086
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 350 East Las Olas Boulevard
Suite 1500
Fort Lauderdale, FL 33301
Registration History
199820002002200420062008201020122014201620182020202220242026IAMORGAN STANLEY (CRD# 149777)2010 - Present (14 years)BMORGAN STANLEY (CRD# 149777)2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1998 - 2009 (11 years)
Disclosure(s)
View By:
2/2/2001
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 5/28/2010
B
Montana 6/1/2010
B
Alaska 5/28/2010
B
Nebraska 6/2/2010
B
Arizona 6/22/2010
B
Nevada 6/7/2010
B
Arkansas 6/1/2010
B
New Hampshire 6/1/2010
B
California 6/1/2009
B
New Jersey 6/1/2009
B
Colorado 6/1/2010
B
New Mexico 6/1/2010
B
Connecticut 6/1/2010
B
New York 6/1/2010
B
Delaware 6/1/2010
B
North Carolina 6/1/2009
B
District of Columbia 5/28/2010
B
North Dakota 6/1/2010
B
Florida 6/1/2009
B
Ohio 6/2/2010
IA
Florida 8/6/2013
B
Oklahoma 6/8/2010
B
Georgia 6/7/2010
B
Oregon 6/1/2010
B
Hawaii 8/19/2010
B
Pennsylvania 6/1/2009
B
Idaho 6/1/2010
B
Puerto Rico 5/28/2010
B
Illinois 5/28/2010
B
Rhode Island 6/1/2010
IA
Illinois 6/29/2010
B
South Carolina 6/1/2010
B
Indiana 6/1/2010
B
South Dakota 6/1/2010
B
Iowa 6/1/2010
B
Tennessee 6/1/2010
B
Kansas 6/7/2010
B
Texas 6/7/2010
B
Kentucky 5/28/2010
IA
Texas 8/7/2010
B
Louisiana 6/10/2010
B
Utah 6/1/2010
B
Maine 6/1/2010
B
Vermont 6/1/2010
B
Maryland 6/1/2009
B
Virgin Islands 6/1/2010
B
Massachusetts 6/1/2009
B
Virginia 6/1/2010
B
Michigan 6/16/2010
B
Washington 5/28/2010
B
Minnesota 6/2/2010
B
West Virginia 6/4/2010
B
Mississippi 6/2/2010
B
Wisconsin 6/1/2010
B
Missouri 6/1/2009
B
Wyoming 6/1/2010

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301
250 Park Avenue South Suite 500, Winter Park, FL 32789
Registered with this firm since 6/29/2010
B
MORGAN STANLEY (CRD#:149777)
350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301
250 Park Avenue South Suite 500, Winter Park, FL 32789
Registered with this firm since 6/1/2009
Previous Registration(s)
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B
 02/04/1998 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.