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DANIEL MARK MCCOY
DANIEL M MCCOY
CRD#: 2918258
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 Southhampton, NJ
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - Present (7 years)BNEW ENGLAND SECURITIES (CRD# 615)2014 - 2015 (<1 year)BNEW ENGLAND SECURITIES (CRD# 615)2005 - 2014 (9 years)BNEW ENGLAND SECURITIES (CRD# 615)2001 - 2005 (4 years)BSIGNATOR INVESTORS, INC. (CRD# 468)1997 - 2001 (3 years)IANEW ENGLAND SECURITIES CORPORATION (CRD# 615)2005 - 2012 (6 years)IANEW ENGLAND SECURITIES CORPORATION (CRD# 615)2002 - 2005 (3 years)
Disclosure(s)
View By:
5/19/2003
Customer Dispute
Settled
License(s)

State Registrations

B
Florida 3/25/2017

B
New York 3/25/2017

B
Massachusetts 8/27/2020

B
North Carolina 8/3/2018

B
New Jersey 3/25/2017

B
Pennsylvania 3/25/2017

IA
New Jersey 3/25/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
Southhampton, NJ
510 South Main Street, Forked River, NJ 08731
Registered with this firm since 3/25/2017

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
Southhampton, NJ
510 South Main Street, Forked River, NJ 08731
Registered with this firm since 3/25/2017

Previous Registration(s)
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IA
03/31/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) BARNEGAT, NJ
B
01/02/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) BARNEGAT, NJ
B
12/22/2014 - 01/02/2015 NEW ENGLAND SECURITIES (CRD#:615) WALL TOWNSHIP, NJ
B
11/23/2005 - 12/10/2014 NEW ENGLAND SECURITIES (CRD#:615) BARNEGAT, NJ
IA
11/29/2005 - 01/18/2012 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) BARNEGAT, NJ
IA
07/23/2002 - 11/22/2005 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) BARNEGAT, NJ
B
01/16/2001 - 11/22/2005 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
B
08/06/1997 - 01/19/2001 SIGNATOR INVESTORS, INC. (CRD#:468) BOSTON, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.