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ERIN E SPRING
ERIN E DEXTER, ERIN ELIZABETH DEXTER, ERIN ELIZABETH SPRING
CRD#: 2918198
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 15375 MEMORIAL DR
HOUSTON, TX 77079
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2011 (3 years)2 FIRMS2011 - Present (13 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - 2008 (10 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 2008 (10 years)
License(s)

State Registrations

B
Alabama 8/1/2019

B
Missouri 8/15/2011

B
Alaska 9/2/2014

B
Montana 9/2/2014

B
Arizona 8/15/2011

B
Nebraska 8/15/2011

B
Arkansas 8/15/2011

B
Nevada 9/2/2014

B
California 8/15/2011

B
New Hampshire 9/25/2020

B
Colorado 8/15/2011

B
New Jersey 8/15/2011

B
Connecticut 8/15/2011

B
New Mexico 9/25/2020

B
Delaware 4/26/2023

B
New York 7/3/2018

B
District of Columbia 1/16/2023

B
North Carolina 8/16/2011

B
Florida 8/15/2011

B
Ohio 8/16/2011

B
Georgia 8/15/2011

B
Oklahoma 8/15/2011

B
Hawaii 1/15/2020

B
Oregon 9/2/2014

B
Illinois 8/15/2011

B
Pennsylvania 8/15/2011

B
Indiana 12/1/2020

B
South Carolina 8/15/2011

B
Iowa 9/3/2014

B
South Dakota 9/3/2014

B
Kansas 11/23/2020

B
Tennessee 9/2/2014

B
Louisiana 8/15/2011

B
Texas 8/9/2011

B
Maine 8/15/2011

IA
Texas 8/9/2011

B
Maryland 9/2/2014

B
Utah 8/15/2011

B
Massachusetts 8/15/2011

B
Virginia 8/15/2011

B
Michigan 6/14/2021

B
Washington 1/3/2013

B
Mississippi 8/15/2011

B
Wisconsin 1/18/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
15375 MEMORIAL DR, HOUSTON, TX 77079
Registered with this firm since 8/9/2011

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
15375 MEMORIAL DR, HOUSTON, TX 77079
Registered with this firm since 8/9/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/18/2008 - 07/26/2011 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
B
04/18/2008 - 07/26/2011 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
IA
01/02/1998 - 04/23/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
B
11/25/1997 - 04/23/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.