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Detailed Report
TROY ELSER
TROY MICHAEL ELSER
CRD#: 2917794
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 225 SCHILLING CIRCLE SUITE 100
[SATELLITE]
HUNT VALLEY, MD 21030
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (1 year)2 FIRMS2009 - 2020 (11 years)2 FIRMS2020 - Present (4 years)BMORGAN STANLEY DW INC. (CRD# 7556)1998 - 2007 (8 years)IAMORGAN STANLEY (CRD# 7556)1999 - 2007 (8 years)
License(s)

State Registrations

B
Alabama 10/24/2023
B
New York 6/29/2020
B
Arizona 6/29/2020
B
North Carolina 1/8/2025
B
California 6/29/2020
B
Ohio 1/9/2023
B
Colorado 6/29/2020
B
Oregon 6/29/2020
B
Connecticut 6/29/2020
B
Pennsylvania 6/29/2020
B
Delaware 6/29/2020
B
South Carolina 6/29/2020
B
Florida 6/29/2020
B
Texas 6/20/2023
B
Illinois 7/2/2020
B
Utah 8/10/2023
B
Maine 10/9/2024
B
Virginia 6/29/2020
B
Maryland 6/29/2020
B
Washington 7/13/2020
IA
Maryland 6/29/2020
B
West Virginia 6/29/2020
B
Massachusetts 6/29/2020
B
Wisconsin 6/29/2020
B
New Jersey 6/29/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
225 SCHILLING CIRCLE SUITE 100 [SATELLITE], HUNT VALLEY, MD 21030
Registered with this firm since 6/29/2020
B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
225 SCHILLING CIRCLE SUITE 100 [SATELLITE], HUNT VALLEY, MD 21030
Registered with this firm since 6/29/2020
Previous Registration(s)
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IA
 01/02/2009 - 07/10/2020 UBS FINANCIAL SERVICES INC. (CRD#:8174) HUNT VALLEY, MD
B
 01/02/2009 - 07/10/2020 UBS FINANCIAL SERVICES INC. (CRD#:8174) HUNT VALLEY, MD
IA
 04/02/2007 - 01/06/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) HUNT VALLEY, MD
B
 04/02/2007 - 01/06/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) HUNT VALLEY, MD
IA
 02/26/1999 - 04/02/2007 MORGAN STANLEY (CRD#:7556) LUTHERVILLE, MD
B
 10/23/1998 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) LUTHERVILLE, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.