Individual Firm
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ANTHONY SLOVICK
ANTHONY T SLOVICK, ANTHONY THOMAS SLOVICK
CRD#: 2917747
IA
B
TD PRIVATE CLIENT WEALTH LLCCRD#: 164484 3450 Clark Road
Sarasota, FL 34231
Sarasota, FL 34231
0
Disclosures
5
Years of Experience
View By:
State Registrations
B
California 10/3/2023
IA
New Hampshire 5/17/2023
IA
California 10/3/2023
B
New Jersey 8/4/2023
B
Connecticut 6/12/2023
IA
New Jersey 8/4/2023
IA
Connecticut 6/12/2023
B
New York 8/3/2023
B
Delaware 8/4/2023
IA
New York 8/3/2023
IA
Delaware 8/4/2023
B
North Carolina 3/22/2023
B
District of Columbia 3/31/2023
IA
North Carolina 3/27/2023
IA
District of Columbia 4/3/2023
B
Pennsylvania 3/22/2023
B
Florida 3/22/2023
IA
Pennsylvania 3/23/2023
IA
Florida 3/23/2023
B
Rhode Island 6/1/2023
B
Georgia 3/22/2023
IA
Rhode Island 6/1/2023
IA
Georgia 3/24/2023
B
South Carolina 3/22/2023
B
Illinois 3/6/2025
IA
South Carolina 3/27/2023
B
Maine 5/10/2023
B
Texas 2/24/2025
IA
Maine 5/10/2023
IA
Texas 2/24/2025
B
Maryland 2/26/2024
B
Vermont 6/1/2023
IA
Maryland 2/26/2024
IA
Vermont 6/1/2023
B
Massachusetts 5/31/2023
B
Virginia 3/22/2023
IA
Massachusetts 6/7/2023
IA
Virginia 3/23/2023
B
New Hampshire 5/17/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 3/23/2023
B
Registered with this firm since 3/22/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/16/2020 - 03/16/2023 | TAMPA, FL | |
B | 07/07/2020 - 03/16/2023 | TAMPA, FL | |
B | 09/04/1998 - 06/08/1999 | SAN MATEO, CA | |
B | 08/21/1997 - 09/19/1997 | GREENWOOD VILLAGE, CO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.