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Detailed Report
STEVEN LAWRENCE MARTINEZ
STEVEN L. MARTINEZ
CRD#: 2917720
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 701 S CARROLL BLVD
DENTON, TX 76201
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2008 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1998 - 2008 (9 years)BFIRST TITAN FINANCIAL CORP. (CRD# 39657)1997 - 1997 (<1 year)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2002 - 2008 (5 years)
License(s)

State Registrations

B
California 1/1/2008
B
New York 6/14/2016
B
Delaware 10/17/2017
B
North Carolina 12/16/2020
B
Florida 8/8/2024
B
Oklahoma 1/1/2008
B
Kentucky 7/10/2024
B
Oregon 8/6/2018
B
Louisiana 1/1/2008
B
Pennsylvania 7/5/2013
B
Mississippi 1/26/2016
B
Texas 1/1/2008
B
Missouri 11/21/2024
IA
Texas 1/1/2008
B
New Mexico 3/10/2017
B
Wisconsin 10/2/2023

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
701 S CARROLL BLVD, DENTON, TX 76201
Registered with this firm since 1/1/2008
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
701 S CARROLL BLVD, DENTON, TX 76201
Registered with this firm since 1/1/2008
Previous Registration(s)
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B
 02/04/1998 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) DENTON, TX
IA
 11/12/2002 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) DENTON, TX
B
 11/07/1997 - 11/20/1997 FIRST TITAN FINANCIAL CORP. (CRD#:39657) ARLINGTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.