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Detailed Report
TODD MICHAEL PRICE
TODD M PRICE
CRD#: 2917369
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 233 South Wacker Drive
Suite 8600
Chicago, IL 60606
Registration History
19952000200520102015202020252 FIRMS1997 - 2002 (4 years)2 FIRMS2003 - 2011 (8 years)2 FIRMS2011 - Present (14 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2003 - 2006 (3 years)BNEW ENGLAND SECURITIES (CRD# 615)2002 - 2002 (<1 year)
Disclosure(s)
View By:
7/1/1993
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 2/23/2016
B
Nevada 2/24/2016
B
Arizona 3/22/2011
B
New Hampshire 9/10/2015
B
California 3/1/2011
B
New Jersey 1/14/2011
B
Colorado 8/9/2011
B
New Mexico 8/9/2011
B
Connecticut 1/14/2011
B
New York 1/14/2011
B
Delaware 10/6/2016
B
North Carolina 1/14/2011
B
District of Columbia 8/16/2011
B
Ohio 1/14/2011
IA
District of Columbia 2/25/2016
B
Oklahoma 5/3/2022
B
Florida 1/14/2011
B
Oregon 5/28/2023
B
Georgia 1/14/2011
B
Pennsylvania 1/14/2011
B
Illinois 1/14/2011
B
Rhode Island 8/31/2022
IA
Illinois 1/14/2011
B
South Carolina 6/29/2020
B
Indiana 1/25/2011
B
South Dakota 2/15/2024
B
Iowa 8/10/2011
B
Tennessee 2/12/2018
B
Kansas 2/21/2017
B
Texas 1/14/2011
B
Kentucky 8/18/2015
IA
Texas 2/11/2011
B
Louisiana 2/9/2018
B
Vermont 3/25/2011
B
Maryland 8/9/2011
B
Virginia 1/14/2011
B
Massachusetts 1/14/2011
B
Washington 8/9/2011
B
Michigan 1/14/2011
B
West Virginia 9/8/2017
B
Minnesota 1/14/2011
B
Wisconsin 1/14/2011
B
Missouri 3/17/2023
B
Wyoming 12/7/2023
B
Nebraska 3/5/2015

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
233 South Wacker Drive Suite 8600, Chicago, IL 60606
1775 I Street, North West Suite 200, Washington, DC 20006
Registered with this firm since 1/14/2011
B
MORGAN STANLEY (CRD#:149777)
233 South Wacker Drive Suite 8600, Chicago, IL 60606
1775 I Street, North West Suite 200, Washington, DC 20006
Registered with this firm since 1/14/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/16/2003 - 01/21/2011 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) CHICAGO, IL
B
 01/15/2003 - 01/21/2011 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) CHICAGO, IL
B
 01/15/2003 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
 09/18/2002 - 12/18/2002 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
B
 11/28/1997 - 08/28/2002 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 11/28/1997 - 08/28/2002 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.