Individual Firm
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MICHAEL ANGELO DISPIRITO
CRD#: 2916894
IA
B
OSAIC WEALTH, INC.CRD#: 23131 1615 Northern Blvd
Suite 305
Manhasset, NY 11030
Suite 305
Manhasset, NY 11030
View By:
6/28/2022
Customer Dispute
Denied
8/13/1979
Criminal
Final Disposition
6/27/1979
Criminal
Final Disposition
State Registrations
B
California 1/19/2024
B
New York 1/19/2024
B
Connecticut 1/19/2024
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New York 1/19/2024
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Florida 1/19/2024
B
North Carolina 1/19/2024
B
Georgia 1/19/2024
B
Pennsylvania 1/19/2024
IA
Georgia 1/19/2024
B
South Carolina 1/19/2024
B
Maryland 1/19/2024
B
Tennessee 1/19/2024
B
Massachusetts 1/19/2024
B
Texas 1/19/2024
B
New Jersey 1/19/2024
B
Virginia 1/19/2024
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New Jersey 1/19/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 1/19/2024
B
Registered with this firm since 1/19/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/11/2018 - 01/19/2024 | Manhasset, NY | |
B | 07/11/2018 - 01/19/2024 | Manhasset, NY | |
IA | 05/13/2015 - 07/11/2018 | MCLEAN, VA | |
B | 05/13/2015 - 07/11/2018 | GREAT NECK, NY | |
IA | 03/11/2014 - 05/13/2015 | JERICHO, NY | |
B | 02/25/2014 - 05/13/2015 | JERICHO, NY | |
B | 11/08/2007 - 11/07/2013 | PLYMOUTH, MA | |
B | 05/29/2007 - 08/20/2007 | UNIONDALE, NY | |
B | 08/02/2001 - 05/29/2007 | UNIONDALE, NY | |
B | 07/31/1997 - 08/13/2001 | MINNEAPOLIS, MN | |
B | 07/31/1997 - 08/13/2001 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.