Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JASON ALLEN KNOX
CRD#: 2916730
IA
Investment Adviser
B
Broker
CAPITAL ANALYSTSCRD#: 162200 122 Winnebago Street
Decorah, IA 52101
LINCOLN INVESTMENTCRD#: 519 219 W 4TH ST
OTTUMWA, IA 52501
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2005 - 2010 (5 years)2 FIRMS2010 - Present (14 years)IACAPITAL ANALYSTS (CRD# 162200)2015 - Present (9 years)BPMG SECURITIES CORPORATION (CRD# 27107)2000 - 2005 (4 years)BINVESTORS BROKERAGE SERVICES, INC. (CRD# 4257)1997 - 2000 (3 years)IAPMG ASSET MANAGEMENT INC (CRD# 110825)2001 - 2005 (3 years)
License(s)

State Registrations

B
Arizona 1/3/2019
B
Minnesota 8/2/2010
B
California 1/3/2022
B
Missouri 8/2/2010
B
Florida 1/2/2020
B
South Dakota 1/3/2019
IA
Iowa 8/2/2010
B
Texas 1/3/2022
B
Iowa 5/8/2013
B
Wisconsin 1/3/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPITAL ANALYSTS (CRD#:162200)
122 Winnebago Street, Decorah, IA 52101
Registered with this firm since 8/7/2015
IA
LINCOLN INVESTMENT (CRD#:519)
219 W 4TH ST, OTTUMWA, IA 52501
122 Winnebago Street, Decorah, IA 52101
Registered with this firm since 8/2/2010
B
LINCOLN INVESTMENT (CRD#:519)
219 W 4TH ST, OTTUMWA, IA 52501
122 Winnebago Street, Decorah, IA 52101
Registered with this firm since 8/2/2010
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/08/2005 - 08/02/2010 GREAT AMERICAN ADVISORS, INC. (CRD#:36451) WEST UNION, IA
B
 02/15/2005 - 08/02/2010 GREAT AMERICAN ADVISORS, INC. (CRD#:36451) WEST UNION, IA
IA
 03/20/2001 - 02/28/2005 PMG ASSET MANAGEMENT INC (CRD#:110825) WEST UNION, IA
B
 08/01/2000 - 02/15/2005 PMG SECURITIES CORPORATION (CRD#:27107) ELGIN, IL
B
 07/22/1997 - 08/01/2000 INVESTORS BROKERAGE SERVICES, INC. (CRD#:4257) ELGIN, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.