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David Koifman
DAVID R KOIFMAN, DAVID RAKHMIL KOIFMAN, DAVID R KOLFMAN, DAVID KOLFMAN
CRD#: 2916581
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 655 W BROADWAY 12TH FL
SAN DIEGO, CA 92101
CETERA ADVISORS LLCCRD#: 10299 BOCA RATON, FL
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 1998 (<1 year)2 FIRMS2015 - 2015 (<1 year)2 FIRMS2016 - 2017 (1 year)2 FIRMS2017 - 2021 (4 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (1 year)BCETERA ADVISORS LLC (CRD# 10299)2022 - Present (2 years)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2022 - 2022 (<1 year)BFINALIS SECURITIES LLC (CRD# 305908)2021 - 2022 (<1 year)BSUMMIT BROKERAGE SERVICES, INC. (CRD# 34643)2017 - 2019 (2 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2013 - 2015 (1 year)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2012 - 2013 (<1 year)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2011 - 2012 (<1 year)BDAVID LERNER ASSOCIATES, INC. (CRD# 5397)2010 - 2011 (1 year)BE*TRADE SECURITIES LLC (CRD# 29106)2008 - 2009 (<1 year)BINVESTORS CAPITAL CORP. (CRD# 30613)2004 - 2008 (4 years)BCAMDEN SECURITIES, INC. (CRD# 18305)2003 - 2003 (<1 year)BJOSEPH STEVENS & COMPANY, INC. (CRD# 35459)2002 - 2002 (<1 year)BDRAKE & COMPANY, INC. (CRD# 16227)2000 - 2000 (<1 year)BLT LAWRENCE & CO., INC. (CRD# 31956)1997 - 1998 (<1 year)IACETERA ADVISORS LLC (CRD# 10299)2022 - 2024 (1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2021 (<1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2019 - 2021 (2 years)IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2014 - 2015 (1 year)
License(s)

State Registrations

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Alabama 7/18/2022

B
Nebraska 7/18/2022

B
Alaska 7/25/2022

B
Nevada 5/24/2023

B
Arizona 7/28/2022

B
New Hampshire 7/20/2022

B
Arkansas 7/18/2022

B
New Jersey 7/18/2022

B
California 7/18/2022

B
New Mexico 7/18/2022

B
Colorado 7/18/2022

B
New York 7/19/2022

B
Connecticut 7/18/2022

B
North Carolina 7/18/2022

B
Delaware 7/19/2022

B
North Dakota 7/18/2022

B
District of Columbia 7/18/2022

B
Ohio 7/16/2022

B
Florida 7/18/2022

B
Oklahoma 7/18/2022

IA
Florida 2/9/2024

B
Oregon 7/18/2022

B
Georgia 7/19/2022

B
Pennsylvania 7/18/2022

B
Hawaii 7/18/2022

B
Puerto Rico 5/30/2023

B
Idaho 7/18/2022

B
Rhode Island 7/21/2022

B
Illinois 7/25/2022

B
South Carolina 7/18/2022

B
Indiana 7/27/2022

B
South Dakota 8/3/2022

B
Iowa 7/18/2022

B
Tennessee 7/18/2022

B
Kansas 7/18/2022

B
Texas 7/15/2022

B
Kentucky 7/18/2022

IA
Texas 3/21/2024

B
Louisiana 7/19/2022

B
Utah 7/18/2022

B
Maine 7/18/2022

B
Vermont 7/18/2022

B
Maryland 7/19/2022

B
Virgin Islands 5/23/2023

B
Massachusetts 7/18/2022

B
Virginia 7/18/2022

B
Michigan 7/19/2022

B
Washington 7/18/2022

B
Minnesota 8/9/2022

B
West Virginia 7/20/2022

B
Mississippi 7/21/2022

B
Wisconsin 7/19/2022

B
Missouri 7/18/2022

B
Wyoming 7/25/2022

B
Montana 7/15/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
655 W BROADWAY 12TH FL, SAN DIEGO, CA 92101
BOCA RATON, FL
Registered with this firm since 2/9/2024

B
CETERA ADVISORS LLC (CRD#:10299)
BOCA RATON, FL
Registered with this firm since 7/15/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/18/2022 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) GREENWOOD VILLAGE, IL
B
07/15/2022 - 09/08/2022 FIRST ALLIED SECURITIES, INC. (CRD#:32444) SAN DIEGO, CA
B
09/28/2021 - 07/15/2022 FINALIS SECURITIES LLC (CRD#:305908) NEW YORK, NY
IA
03/17/2021 - 10/01/2021 CETERA ADVISOR NETWORKS LLC (CRD#:13572) BOCA RATON, FL
IA
01/09/2019 - 10/01/2021 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) BOCA RATON, FL
B
04/11/2017 - 10/01/2021 CETERA ADVISOR NETWORKS LLC (CRD#:13572) BOCA RATON, FL
IA
04/14/2017 - 05/20/2021 SUMMIT FINANCIAL GROUP INC (CRD#:109485) BOCA RATON, FL
B
04/11/2017 - 12/03/2019 SUMMIT BROKERAGE SERVICES, INC. (CRD#:34643) BOCA RATON, FL
IA
03/16/2016 - 03/27/2017 INVESTACORP ADVISORY SERVICES INC (CRD#:109011) BOCA RATON, FL
B
02/24/2016 - 03/27/2017 INVESTACORP, INC. (CRD#:7684) BOCA RATON, FL
IA
02/19/2015 - 10/16/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOCA RATON, FL
B
02/18/2015 - 10/16/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOCA RATON, FL
IA
01/16/2014 - 01/12/2015 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) BOCA RATON, FL
B
10/29/2013 - 01/12/2015 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) BOCA RATON, FL
B
09/18/2012 - 08/14/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) BOCA RATON, FL
B
06/02/2011 - 05/04/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) BOCA RATON, FL
B
03/22/2010 - 04/29/2011 DAVID LERNER ASSOCIATES, INC. (CRD#:5397) BOCA RATON, FL
B
07/16/2008 - 02/05/2009 E*TRADE SECURITIES LLC (CRD#:29106) JERSEY CITY, NJ
B
01/02/2004 - 08/11/2008 INVESTORS CAPITAL CORP. (CRD#:30613) BROOKLYN, NY
B
05/30/2003 - 09/24/2003 CAMDEN SECURITIES, INC. (CRD#:18305)
FINRA expelled the firm on 09/24/2003
LOS ANGELES, CA
B
01/23/2002 - 04/05/2002 JOSEPH STEVENS & COMPANY, INC. (CRD#:35459) BROOKLYN, NY
B
01/28/2000 - 03/07/2000 DRAKE & COMPANY, INC. (CRD#:16227) NEW YORK, NY
B
05/13/1998 - 06/15/1998 LLOYD WADE SECURITIES INC. (CRD#:39653) DALLAS, TX
B
03/13/1998 - 05/18/1998 MORGAN GRANT CAPITAL CORP. (CRD#:28595) GARDEN CITY, NY
B
12/23/1997 - 02/12/1998 LT LAWRENCE & CO., INC. (CRD#:31956)
FINRA expelled the firm on 02/04/2000
NEW YORK, NY
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.