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ROBERT DOUGLAS FRITTON
CRD#: 2916445
IA
B
MORGAN STANLEYCRD#: 149777 4000 Carillon Point
Suite 600
Kirkland, WA 98033
Suite 600
Kirkland, WA 98033
0
Disclosures
27
Years of Experience
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State Registrations
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Alaska 2/11/2022
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Montana 6/1/2009
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Arizona 6/1/2009
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Nevada 6/1/2009
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California 6/1/2009
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New Hampshire 3/30/2023
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Colorado 6/1/2009
B
New Mexico 6/1/2009
B
Connecticut 12/19/2024
B
New York 4/18/2019
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Delaware 12/19/2024
B
North Carolina 7/11/2022
B
District of Columbia 9/4/2024
B
Ohio 3/9/2020
B
Florida 6/1/2009
B
Oregon 6/1/2009
B
Georgia 6/1/2009
B
South Carolina 1/4/2017
B
Hawaii 12/8/2021
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Tennessee 9/13/2021
B
Idaho 6/1/2009
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Texas 6/1/2009
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Illinois 1/10/2020
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Texas 2/12/2014
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Indiana 6/1/2009
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Utah 6/1/2009
B
Iowa 2/13/2020
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Virginia 8/4/2021
B
Kansas 12/19/2024
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Washington 6/1/2009
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Massachusetts 6/26/2017
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Washington 6/1/2009
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Michigan 6/1/2009
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West Virginia 7/31/2018
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Minnesota 6/1/2009
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Wisconsin 6/1/2009
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Missouri 6/26/2017
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Wyoming 12/19/2024
SRO Registrations
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IA
Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/25/2004 - 06/01/2009 | BELLEVUE, WA | |
B | 06/25/2004 - 06/01/2009 | BELLEVUE, WA | |
IA | 09/19/1997 - 06/29/2004 | SEATTLE, WA | |
B | 08/08/1997 - 06/29/2004 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.