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JEFFREY WAYNE WALLS
JEFF WALLS, JW WALLS, JW WASS
CRD#: 2915612
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 5560 NW 72 ST BLDG A
WARR ACRES, OK 73132
WARR ACRES, OK 73132
CETERA ADVISOR NETWORKS LLCCRD#: 13572 5560 NW 72 ST BLDG A
WARR ACRES, OK 73132
WARR ACRES, OK 73132
0
Disclosures
25
Years of Experience
View By:
State Registrations
B
Arizona 11/8/2022
B
New Mexico 9/3/2013
B
Arkansas 4/9/2021
B
North Carolina 9/12/2023
B
Colorado 7/13/2017
B
Oklahoma 9/3/2013
B
Illinois 7/24/2023
IA
Oklahoma 6/29/2023
B
Indiana 1/4/2022
B
Texas 9/3/2013
B
Kansas 9/3/2013
IA
Texas 6/29/2023
B
Massachusetts 9/3/2013
B
Virginia 5/26/2021
B
Missouri 7/28/2022
B
Wisconsin 2/7/2014
B
New Hampshire 7/21/2023
SRO Registrations
B
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IA
Registered with this firm since 6/29/2023
B
Registered with this firm since 9/3/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/04/2022 - 06/29/2023 | EL SEGUNDO, CA | |
B | 03/20/2012 - 09/03/2013 | OKLAHOMA CITY, OK | |
B | 07/06/2011 - 03/16/2012 | MIDWEST CITY, OK | |
B | 07/07/2005 - 07/07/2011 | OKLAHOMA CITY, OK | |
B | 02/21/2003 - 07/13/2005 | EL SEGUNDO, CA | |
B | 07/23/2002 - 02/13/2003 | CINCINNATI, OH | |
B | 12/20/2000 - 12/04/2001 | DALLAS, TX | |
B | 11/09/1998 - 10/10/2000 | KANSAS CITY, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.