Individual Firm
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Paul A. Zudyk
Paul A Zudyk
CRD#: 2914884
IA
B
EDWARD JONESCRD#: 250 501 E BROADWAY SUITE 100
WAUKESHA, WI 53186
WAUKESHA, WI 53186
0
Disclosures
26
Years of Experience
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State Registrations
B
Arizona 6/29/2016
B
South Carolina 9/4/2024
B
Colorado 8/27/2024
B
Tennessee 8/21/2023
B
Florida 5/9/2016
B
Texas 2/15/2019
B
Georgia 1/25/2017
IA
Texas 5/18/2021
B
Illinois 5/9/2016
B
Virginia 7/7/2023
B
Indiana 4/4/2022
IA
Wisconsin 3/15/2016
B
Minnesota 7/13/2022
B
Wisconsin 4/29/2016
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 3/15/2016
B
Registered with this firm since 4/7/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/03/2008 - 03/08/2016 | MENOMONEE FALLS, WI | |
IA | 03/18/2005 - 02/28/2008 | BROOKFIELD, WI | |
B | 11/12/2001 - 05/17/2004 | MILWAUKEE, WI | |
B | 04/30/1999 - 11/09/2001 | NEW YORK, NY | |
B | 08/11/1997 - 05/01/1999 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.