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KIMBERLY MODENBACH
KIM MODENBACH, KIMBERLY BROWN MODENBACH
CRD#: 2914492
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3105 GLENWOOD AVE STE 201
[N2-RBO]
RALEIGH, NC 27612
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLCCRD#: 11025 150 FAYETTEVILLE STREET
RALEIGH, NC 27601
Registration History
1985199019952000200520102015202020252 FIRMS2003 - 2003 (<1 year)2 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - Present (14 years)BWELLS FARGO ADVISORS FINANCIAL... (CRD# 11025)2023 - Present (2 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2007 - 2009 (2 years)BMORGAN STANLEY DW INC. (CRD# 7556)2003 - 2007 (3 years)BUBS PAINEWEBBER INC. (CRD# 8174)2000 - 2002 (1 year)BJ.C. BRADFORD & CO. (CRD# 1287)1997 - 2000 (3 years)IAMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2008 - 2009 (<1 year)
Disclosure(s)
View By:
4/1/1985
Criminal
Final Disposition
License(s)

State Registrations

B
North Carolina 10/26/2010

IA
North Carolina 10/26/2010

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
150 FAYETTEVILLE STREET, RALEIGH, NC 27601
Registered with this firm since 1/24/2023

IA
WELLS FARGO ADVISORS (CRD#:19616)
3105 GLENWOOD AVE STE 201 [N2-RBO], RALEIGH, NC 27612
Registered with this firm since 10/26/2010

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3105 GLENWOOD AVE STE 201 [N2-RBO], RALEIGH, NC 27612
Registered with this firm since 10/26/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 10/21/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) RALEIGH, NC
B
06/01/2009 - 10/21/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) RALEIGH, NC
IA
08/26/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) RALEIGH, NC
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) RALEIGH, NC
B
12/04/2003 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) RALEIGH, NC
B
06/17/2003 - 07/09/2003 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MEMPHIS, TN
B
05/14/2003 - 06/26/2003 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
08/12/2000 - 06/28/2002 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
B
08/26/1997 - 08/14/2000 J.C. BRADFORD & CO. (CRD#:1287) NEW YORK, NY
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Disclosures
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