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DAVID LEE DAVIS
LEE DAVIS
CRD#: 2912907
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1903 W VERNON AVE
KINSTON, NC 28504
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2006 - Present (18 years)BEDWARD JONES (CRD# 250)1997 - 2006 (8 years)
Disclosure(s)
View By:
8/1/2002
Customer Dispute
Denied
License(s)

State Registrations

B
Florida 10/29/2010

B
Montana 2/7/2024

B
Georgia 8/25/2015

B
North Carolina 2/24/2006

B
Indiana 4/5/2024

IA
North Carolina 10/2/2006

B
Louisiana 2/28/2008

B
Pennsylvania 12/22/2021

B
Maine 6/17/2014

B
South Carolina 11/12/2019

B
Maryland 2/24/2006

B
Virginia 1/7/2020

B
Mississippi 11/14/2024

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1903 W VERNON AVE, KINSTON, NC 28504
210 NE CENTER ST, MOUNT OLIVE, NC 28365
Registered with this firm since 10/2/2006

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1903 W VERNON AVE, KINSTON, NC 28504
210 NE CENTER ST, MOUNT OLIVE, NC 28365
Registered with this firm since 2/24/2006

Previous Registration(s)
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B
08/14/1997 - 02/21/2006 EDWARD JONES (CRD#:250) KINSTON, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.