• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
STEPHEN BARTLETT
STEPHEN LEE BARTLETT
CRD#: 2912489
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 10250 REGENCY CIRCLE
STE 110
OMAHA, NE 68114
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2011 (3 years)2 FIRMS2011 - 2020 (9 years)2 FIRMS2020 - Present (5 years)BPRIMEVEST FINANCIAL SERVICES, INC. (CRD# 15340)2001 - 2007 (5 years)BWALNUT STREET SECURITIES, INC. (CRD# 15840)1998 - 2001 (3 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1997 - 1998 (<1 year)IAPRIMEVEST FINANCIAL SERVICES, INC. (CRD# 15340)2006 - 2007 (1 year)
License(s)

State Registrations

B
Arizona 1/31/2020

B
Nebraska 1/31/2020

B
Florida 1/31/2020

IA
Nebraska 2/12/2020

B
Missouri 1/31/2020

B
Texas 9/6/2024

B
Montana 10/19/2021

B
Wyoming 2/11/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
10250 REGENCY CIRCLE STE 110, OMAHA, NE 68114
Registered with this firm since 2/12/2020

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
10250 REGENCY CIRCLE STE 110, OMAHA, NE 68114
Registered with this firm since 1/31/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/03/2011 - 01/31/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) OMAHA, NE
B
01/03/2011 - 01/31/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) OMAHA, NE
IA
08/30/2007 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) OMAHA, NE
B
08/28/2007 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) OMAHA, NE
IA
05/10/2006 - 08/03/2007 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) OMAHA, NE
B
10/12/2001 - 08/03/2007 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) OMAHA, NE
B
01/20/1998 - 08/13/2001 WALNUT STREET SECURITIES, INC. (CRD#:15840) EL SEGUNDO, CA
B
10/08/1997 - 01/20/1998 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.