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JOHN CARTER CHAPMAN
CARTER CHAPMAN
CRD#: 2911829
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6810 N KNOXVILLE AVE
PEORIA, IL 61614
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2003 - Present (21 years)BFIRST UNION SECURITIES, INC. (CRD# 19616)1999 - 2001 (2 years)
Disclosure(s)
View By:
1/27/2025
Customer Dispute
Pending
License(s)

State Registrations

B
Alabama 2/2/2021

B
Minnesota 3/8/2024

B
Arizona 7/29/2003

B
Missouri 6/3/2019

B
Arkansas 11/3/2003

B
New Mexico 4/27/2021

B
California 7/29/2003

B
North Carolina 7/30/2003

B
Colorado 7/29/2003

B
Oregon 7/29/2003

B
Florida 7/29/2003

B
Pennsylvania 7/29/2003

B
Georgia 7/29/2003

B
South Carolina 1/5/2023

B
Illinois 7/29/2003

B
Tennessee 9/28/2005

IA
Illinois 10/6/2003

B
Texas 4/28/2020

B
Indiana 1/12/2024

IA
Texas 9/6/2022

B
Iowa 2/19/2013

B
Virginia 6/3/2019

B
Louisiana 6/16/2023

B
Wisconsin 1/23/2015

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6810 N KNOXVILLE AVE, PEORIA, IL 61614
Registered with this firm since 10/6/2003

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6810 N KNOXVILLE AVE, PEORIA, IL 61614
Registered with this firm since 7/29/2003

Previous Registration(s)
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B
05/19/1999 - 09/06/2001 FIRST UNION SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.