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SANDRA LYNN ELLIS
SANDRA LYNN SCHULIST
CRD#: 2911686
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 525 Main Street
Suite 410
Delafield, WI 53018
Registration History
20062008201020122014201620182020202220242026IARBC CAPITAL MARKETS, LLC (CRD# 31194)2008 - Present (16 years)BRBC CAPITAL MARKETS, LLC (CRD# 31194)2007 - Present (17 years)BFSC SECURITIES CORPORATION (CRD# 7461)2005 - 2007 (2 years)
License(s)

State Registrations

B
Arizona 1/13/2010

B
Ohio 1/14/2010

B
California 1/13/2010

B
Oregon 6/12/2013

B
Colorado 1/13/2010

B
Pennsylvania 6/12/2013

B
Delaware 1/13/2010

B
Rhode Island 6/12/2013

B
Florida 1/13/2010

B
South Carolina 1/4/2012

B
Illinois 1/13/2010

B
Tennessee 6/12/2013

B
Indiana 6/12/2013

B
Texas 1/13/2010

B
Kansas 6/12/2013

IA
Texas 3/9/2016

B
Maryland 6/12/2013

B
Utah 6/12/2013

B
Massachusetts 6/12/2013

B
Virginia 1/13/2010

B
Michigan 1/13/2010

B
Washington 6/12/2013

B
Minnesota 1/13/2010

B
Wisconsin 12/6/2007

B
Nevada 6/12/2013

IA
Wisconsin 5/19/2008

B
New York 1/13/2010

B
Wyoming 12/17/2014

B
North Carolina 6/13/2013

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
525 Main Street Suite 410, Delafield, WI 53018
Registered with this firm since 5/19/2008

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
525 Main Street Suite 410, Delafield, WI 53018
Registered with this firm since 12/6/2007

Previous Registration(s)
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B
02/17/2005 - 12/07/2007 FSC SECURITIES CORPORATION (CRD#:7461) BROOKFIELD, WI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.