• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
STACEY K MARTINEZ
STACEY K FINCH, STACEY FINCH LAKEMAN
CRD#: 2911306
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 17806 IH 10
SUITE 300, OFFICES 351, 352, 353, 354
SAN ANTONIO, TX 78257
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - Present (17 years)BM&T SECURITIES, INC. (CRD# 17358)2001 - 2007 (6 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 2001 (2 years)
Disclosure(s)
View By:
4/2/2008
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 7/12/2019

B
New York 9/30/2013

B
California 8/22/2018

B
North Dakota 7/26/2022

B
Colorado 9/16/2022

B
Ohio 8/14/2024

B
District of Columbia 5/15/2019

B
Pennsylvania 6/11/2021

B
Florida 4/28/2021

B
South Dakota 2/8/2024

B
Georgia 8/20/2018

B
Tennessee 6/28/2023

B
Illinois 6/24/2019

B
Texas 9/5/2013

B
Kansas 3/6/2023

IA
Texas 9/16/2013

B
Missouri 10/14/2021

B
Utah 12/8/2023

B
Nevada 8/9/2024

B
Virginia 8/24/2018

B
New Jersey 10/8/2024

B
Washington 11/7/2022

B
New Mexico 8/20/2018

B
Wisconsin 8/24/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
17806 IH 10 SUITE 300, OFFICES 351, 352, 353, 354, SAN ANTONIO, TX 78257
Boerne, TX
Registered with this firm since 8/8/2007

B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
17806 IH 10 SUITE 300, OFFICES 351, 352, 353, 354, SAN ANTONIO, TX 78257
Boerne, TX
Registered with this firm since 7/16/2007

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/04/2001 - 06/04/2007 M&T SECURITIES, INC. (CRD#:17358) DEWITT, NY
B
12/14/1998 - 06/05/2001 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.