Individual Firm
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STUART ALAN RAINER
STUART A RAINER
CRD#: 2911001
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NOBLEBRIDGE WEALTHCRD#: 146612 13800 Coppermine Road
Suite 144
Herndon, VA 20171
Suite 144
Herndon, VA 20171
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6/26/2018
Financial
Final
3/16/2016
Employment Separation After Allegations
5/25/2012
Judgment / Lien
State Registrations
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Texas 1/8/2020
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Virginia 12/6/2019
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Registered with this firm since 12/2/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/15/2019 - 01/17/2020 | Herndon, VA | |
IA | 10/18/2019 - 11/18/2019 | NORTH CALDWELL, NJ | |
IA | 04/28/2016 - 06/28/2018 | Herndon, VA | |
IA | 06/01/2009 - 04/15/2016 | MCLEAN, VA | |
B | 06/01/2009 - 04/15/2016 | MCLEAN, VA | |
IA | 02/21/2006 - 06/01/2009 | GAINESVILLE, VA | |
B | 02/21/2006 - 06/01/2009 | GAINESVILLE, VA | |
IA | 04/19/2001 - 02/21/2006 | MANASSAS, VA | |
B | 03/05/2001 - 02/21/2006 | MANASSAS, VA | |
B | 10/03/1997 - 03/16/2001 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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