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MATTHEW MENDALL SCHWARTZ
CRD#: 2910876
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 2 MEETING HOUSE RD # 12
CHELMSFORD, MA 01824-2878
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1997 - 1999 (1 year)IALPL FINANCIAL LLC (CRD# 6413)2018 - Present (6 years)BLPL FINANCIAL LLC (CRD# 6413)1999 - Present (25 years)IATHE PATRIOT FINANCIAL GROUP, LLC (CRD# 172470)2014 - 2018 (3 years)IALPL FINANCIAL LLC (CRD# 6413)2006 - 2015 (9 years)
License(s)

State Registrations

B
Arizona 2/6/2019

B
New Hampshire 5/20/1999

B
California 1/4/2021

B
New Jersey 11/20/2019

B
Florida 11/30/2018

B
New York 4/23/2001

B
Maine 10/19/2018

B
North Carolina 5/27/2005

B
Maryland 6/12/2024

B
Pennsylvania 1/8/2018

B
Massachusetts 5/17/1999

B
Rhode Island 10/18/2018

IA
Massachusetts 6/28/2018

B
Virginia 4/30/2019

B
Missouri 8/12/2021

B
Washington 9/29/2005

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
2 MEETING HOUSE RD # 12, CHELMSFORD, MA 01824-2878
Registered with this firm since 6/28/2018

B
LPL FINANCIAL LLC (CRD#:6413)
2 MEETING HOUSE RD # 12, CHELMSFORD, MA 01824-2878
Registered with this firm since 5/17/1999

Previous Registration(s)
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IA
10/06/2014 - 06/29/2018 THE PATRIOT FINANCIAL GROUP, LLC (CRD#:172470) WOBURN, MA
IA
07/03/2006 - 10/28/2015 LPL FINANCIAL LLC (CRD#:6413) WOBURN, MA
B
08/25/1997 - 06/21/1999 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
08/25/1997 - 06/21/1999 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.