Individual Firm
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JEFF JACOB MENNING
Jeffrey Menning
CRD#: 2909757
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RWA WEALTH PARTNERSCRD#: 156984 3200 Park Center Drive, Suite 1260
Costa Mesa, CA 92626
Costa Mesa, CA 92626
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10/14/2008
Employment Separation After Allegations
9/2/2008
Customer Dispute
Settled
State Registrations
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California 6/14/2023
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Registered with this firm since 6/14/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/31/2017 - 11/07/2023 | Costa Mesa, CA | |
IA | 01/19/2011 - 04/11/2016 | SANTA MONICA, CA | |
IA | 01/19/2011 - 04/11/2016 | SANTA MONICA, CA | |
B | 01/11/2011 - 04/11/2016 | SANTA MONICA, CA | |
IA | 06/29/2010 - 12/22/2010 | SAN DIEGO, CA | |
B | 06/30/2010 - 12/22/2010 | SAN DIEGO, CA | |
IA | 02/23/2000 - 11/12/2008 | WILMETTE, IL | |
B | 10/13/1999 - 11/12/2008 | SAN DIEGO, CA | |
B | 08/21/1997 - 08/30/1999 | ST. LOUIS, MO |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.