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WARREN CRAIG KIRBY
CRD#: 2909743
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2501 20TH PL S STE 350
BIRMINGHAM, AL 35223
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2017 (10 years)2 FIRMS2017 - Present (7 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1997 - 2007 (10 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)1998 - 2007 (8 years)
License(s)

State Registrations

B
Alabama 8/4/2017

B
Louisiana 3/16/2022

IA
Alabama 8/4/2017

B
Mississippi 4/2/2019

B
Arizona 1/22/2019

B
Missouri 11/21/2019

B
Arkansas 3/28/2022

B
New Mexico 8/4/2017

B
California 8/4/2017

B
North Carolina 8/4/2017

B
Colorado 4/2/2019

B
Pennsylvania 3/18/2019

B
Connecticut 7/1/2020

B
South Carolina 10/4/2021

B
Florida 3/18/2019

B
Tennessee 8/4/2017

B
Georgia 8/4/2017

B
Texas 1/9/2018

B
Idaho 7/30/2024

IA
Texas 1/9/2018

B
Illinois 5/19/2020

B
Virginia 10/4/2019

B
Kentucky 7/30/2024

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2501 20TH PL S STE 350, BIRMINGHAM, AL 35223
Registered with this firm since 8/4/2017

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2501 20TH PL S STE 350, BIRMINGHAM, AL 35223
Registered with this firm since 8/4/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/03/2007 - 08/07/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BIRMINGHAM, AL
B
08/03/2007 - 08/07/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BIRMINGHAM, AL
IA
11/03/1998 - 08/09/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) BIRMINGHAM, AL
B
08/18/1997 - 08/09/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) BIRMINGHAM, AL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.