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KEVIN JAMES CLEARY
CRD#: 2908601
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 401 BROADHOLLOW RD
MELVILLE, NY 11747
Registration History
199820002002200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 11025)2021 - Present (3 years)BWELLS FARGO ADVISORS FINANCIAL... (CRD# 11025)2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2001 - 2007 (6 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1997 - 2001 (3 years)
License(s)

State Registrations

B
Alabama 2/8/2018

B
New Jersey 9/29/2009

B
California 4/28/2017

B
New York 9/29/2009

B
Colorado 1/13/2020

IA
New York 9/7/2021

B
Connecticut 9/29/2009

B
North Carolina 7/22/2011

B
Delaware 10/13/2020

B
Oklahoma 6/11/2020

B
Florida 7/8/2010

B
Pennsylvania 9/29/2009

B
Illinois 4/17/2023

B
South Carolina 9/9/2019

B
Indiana 8/19/2020

B
Tennessee 9/4/2024

B
Louisiana 8/11/2023

B
Texas 9/29/2009

B
Maryland 5/29/2014

B
Vermont 11/21/2017

B
Massachusetts 9/29/2009

B
Virginia 5/28/2010

B
Michigan 1/11/2022

B
Washington 8/19/2020

B
Nevada 11/27/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
401 BROADHOLLOW RD, MELVILLE, NY 11747
Registered with this firm since 9/7/2021

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
401 BROADHOLLOW RD, MELVILLE, NY 11747
Registered with this firm since 9/29/2009

Previous Registration(s)
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B
03/30/2001 - 10/12/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) JERICHO, NY
B
07/30/1997 - 04/03/2001 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.