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CHARLES ALEXANDER MAUSHARDT JR
CHARLES ALEXANDER MAUSHARDT, Charles Maushardt
CRD#: 2907404
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1 BLUE HILL PLAZA, 7TH FLOOR
SUITE 4373
PEARL RIVER, NY 10965
CETERA INVESTMENT SERVICES LLCCRD#: 15340 1 BLUE HILL PLAZA, 7TH FLOOR
SUITE 4373
PEARL RIVER, NY 10965
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2019 - Present (5 years)BFORESTERS FINANCIAL SERVICES, INC. (CRD# 305)1998 - 2019 (21 years)IAFORESTERS ADVISORY SERVICES, LLC (CRD# 164663)2014 - 2019 (4 years)
Disclosure(s)
View By:
1/4/2002
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 6/21/2019

B
Nevada 7/1/2019

B
Arkansas 6/26/2019

IA
New Jersey 6/20/2019

B
California 6/25/2019

B
New Jersey 6/25/2019

B
Colorado 6/25/2019

B
New York 6/24/2019

B
Connecticut 6/21/2019

IA
New York 3/31/2021

B
Delaware 7/2/2019

B
North Carolina 7/2/2019

B
Florida 6/24/2019

B
Ohio 6/23/2019

B
Georgia 6/24/2019

B
Oregon 6/25/2019

B
Hawaii 6/24/2019

B
Pennsylvania 6/24/2019

B
Illinois 7/12/2019

B
Rhode Island 7/3/2019

B
Kentucky 6/27/2019

B
South Carolina 6/25/2019

B
Louisiana 6/26/2019

B
Texas 6/24/2019

B
Maine 6/21/2019

IA
Texas 1/5/2023

B
Maryland 6/24/2019

B
Vermont 7/1/2019

B
Massachusetts 6/24/2019

B
Virginia 6/25/2019

B
Michigan 6/26/2019

B
Washington 6/26/2019

B
Montana 6/24/2019

B
Wisconsin 6/24/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1 BLUE HILL PLAZA, 7TH FLOOR SUITE 4373, PEARL RIVER, NY 10965
Registered with this firm since 6/20/2019

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
1 BLUE HILL PLAZA, 7TH FLOOR SUITE 4373, PEARL RIVER, NY 10965
Registered with this firm since 6/20/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/13/2014 - 06/25/2019 FORESTERS ADVISORY SERVICES, LLC (CRD#:164663) Pearl River, NY
B
06/29/1998 - 06/25/2019 FORESTERS FINANCIAL SERVICES, INC. (CRD#:305) Pearl River, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.