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GINA MARIE O'CALLAGHAN
GINA MARIE GUCCIARDO
CRD#: 2907373
IA
B
CUSO FINANCIAL SERVICES, L.P.CRD#: 42132 18 W THOUSAND OAKS BLVD
THOUSAND OAKS, CA 91360
THOUSAND OAKS, CA 91360
0
Disclosures
27
Years of Experience
View By:
State Registrations
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Arizona 7/16/2012
B
Montana 12/1/2023
B
California 7/16/2012
B
Nebraska 7/1/2024
IA
California 7/17/2012
B
Nevada 7/16/2012
B
Colorado 1/31/2018
B
New Mexico 1/31/2018
B
Connecticut 12/1/2023
B
North Carolina 12/1/2023
B
Florida 10/13/2022
B
Oregon 5/10/2017
B
Idaho 7/7/2015
B
Tennessee 12/1/2023
B
Maryland 12/1/2023
B
Texas 1/31/2018
B
Michigan 12/1/2023
B
Utah 2/12/2015
B
Missouri 12/1/2023
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Washington 12/12/2014
SRO Registrations
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IA
Registered with this firm since 7/17/2012
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Registered with this firm since 7/16/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/01/2007 - 07/17/2012 | CAMARILLO, CA | |
B | 02/01/2007 - 07/17/2012 | CAMARILLO, CA | |
B | 11/08/1999 - 02/01/2007 | THOUSAND OAKS, CA | |
B | 07/12/1999 - 05/31/2000 | BOSTON, MA | |
B | 07/22/1997 - 07/12/1999 | OAKLAND, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.